Filing Details
- Accession Number:
- 0000909108-17-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-03 16:24:20
- Reporting Period:
- 2017-04-01
- Filing Date:
- 2017-04-03
- Accepted Time:
- 2017-04-03 16:24:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 909108 | Diamond Hill Investment Group Inc | DHIL | Investment Advice (6282) | 650190407 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1629546 | Edward Thomas Line | 325 John H. Mcconnell Blvd., Suite 200 Columbus OH 43215 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2017-04-01 | 3,000 | $0.00 | 8,312 | No | 4 | M | Direct | |
| Common | Disposition | 2017-04-01 | 1,484 | $194.55 | 6,828 | No | 4 | F | Direct | |
| Common | Disposition | 2017-04-03 | 500 | $193.14 | 6,328 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Restricted Stock Unit | Disposition | 2017-04-01 | 3,000 | $0.00 | 3,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,000 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common | 438 | Indirect | By 401k |
Footnotes
- Reflects vesting of 3,000 Restricted Stock Units ("RSUs").
- Represents shares withheld to pay taxes associated with RSUs that vested on April 1, 2017.
- Remaining RSUs under this award are convertible into 6,000 shares of common stock. 3,000 RSUs vest and convert on April 1, 2018 and the remaining 3,000 RSUs vest and convert on April 1, 2019, both subject to the requirement of continuous service through the applicable vesting date. After vesting, each share of common stock is then further restricted from sale for a five year period. RSUs under this award represent a contingent right to receive once share of Common Stock.
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