Filing Details

Accession Number:
0000909108-17-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-03 16:24:20
Reporting Period:
2017-04-01
Filing Date:
2017-04-03
Accepted Time:
2017-04-03 16:24:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
909108 Diamond Hill Investment Group Inc DHIL Investment Advice (6282) 650190407
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1629546 Edward Thomas Line 325 John H. Mcconnell Blvd.,
Suite 200
Columbus OH 43215
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2017-04-01 3,000 $0.00 8,312 No 4 M Direct
Common Disposition 2017-04-01 1,484 $194.55 6,828 No 4 F Direct
Common Disposition 2017-04-03 500 $193.14 6,328 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Restricted Stock Unit Disposition 2017-04-01 3,000 $0.00 3,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,000 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 438 Indirect By 401k
Footnotes
  1. Reflects vesting of 3,000 Restricted Stock Units ("RSUs").
  2. Represents shares withheld to pay taxes associated with RSUs that vested on April 1, 2017.
  3. Remaining RSUs under this award are convertible into 6,000 shares of common stock. 3,000 RSUs vest and convert on April 1, 2018 and the remaining 3,000 RSUs vest and convert on April 1, 2019, both subject to the requirement of continuous service through the applicable vesting date. After vesting, each share of common stock is then further restricted from sale for a five year period. RSUs under this award represent a contingent right to receive once share of Common Stock.