Filing Details
- Accession Number:
- 0001415889-17-000555
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-03-31 21:30:11
- Reporting Period:
- 2016-01-06
- Filing Date:
- 2017-03-31
- Accepted Time:
- 2017-03-31 21:30:11
- Original Submission Date:
- 2016-01-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645494 | Arris International Plc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 981241619 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1662677 | R Timothy O'loughlin | 3871 Lakefield Drive Suwanee GA 30024 | President,North American Sales | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2016-01-06 | 17,397 | $29.78 | 1,527 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Shares (T) 170329 | Acquisiton | 2017-03-29 | 18,725 | $0.00 | 18,725 | $0.00 |
Ordinary Shares | Restricted Shares (P) 170329 | Acquisiton | 2017-03-29 | 37,450 | $0.00 | 37,450 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,725 | 2021-03-29 | No | 4 | A | Direct | |
37,450 | 2020-01-31 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Shares (S) 160707 | $0.00 | 2018-01-04 | 14,650 | 14,650 | Direct | |
Ordinary Shares | Restricted Shares (R) 160707 | $0.00 | 2018-01-04 | 4,230 | 4,230 | Direct | |
Ordinary Shares | Restricted Shares (T) 160707 | $0.00 | 2020-07-07 | 19,735 | 19,735 | Direct | |
Ordinary Shares | Restricted Shares (P) 160707 | $0.00 | 2019-01-31 | 39,470 | 39,470 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
14,650 | 14,650 | Direct | |
4,230 | 4,230 | Direct | |
19,735 | 19,735 | Direct | |
39,470 | 39,470 | Direct |
Footnotes
- The number of shares previously reported were the pre-combination quantity of shares held and did not reflect conversion multiplier pursuant to the scheme.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices within $1 of the high and low sale prices. The reporting person undertakes to provide issuer or any security holder of the issuer or the staff of the Security Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote
- Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
- This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
- Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
- Represents a restricted stock grant subsequent to the 4 January 2016 combination of ARRIS Group, Inc. ("ARRIS") and Pace plc ("Pace") pursuant to which each of ARRIS and Pace was acquired by a new English holding company, ARRIS International plc (the "Merger"). The granted shares are subject to vesting on the second anniversary of the Merger. Date represents vesting date for the award.