Filing Details
- Accession Number:
- 0001179110-17-005321
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-03-31 20:13:35
- Reporting Period:
- 2017-03-22
- Filing Date:
- 2017-03-31
- Accepted Time:
- 2017-03-31 20:13:35
- Original Submission Date:
- 2017-03-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1374684 | Mulesoft Inc | MULE | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1028348 | Brookside Capital Partners Fund Lp | C/O Bain Capital Public Equity, Lp 200 Clarendon Street Boston MA 02116 | No | No | Yes | No | |
1156175 | Bain Capital Public Equity Management, Llc | C/O Bain Capital Public Equity, Lp 200 Clarendon Street Boston MA 02116 | No | No | Yes | No | |
1461875 | Brookside Capital Trading Fund, L.p. | C/O Bain Capital Public Equity, Lp 200 Clarendon Street Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-03-22 | 153,682 | $24.91 | 653,682 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2017-03-22 | 49,400 | $25.53 | 703,082 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-03-22 | 12,100 | $22.67 | 703,082 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-03-22 | 108,414 | $23.31 | 703,082 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-03-22 | 25,021 | $24.00 | 703,082 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-03-23 | 24,200 | $22.99 | 703,082 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-03-24 | 2,598 | $22.73 | 703,082 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-03-24 | 2,000 | $23.24 | 703,082 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-03-28 | 28,749 | $21.87 | 703,082 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-03-29 | 6,100 | $23.43 | 703,082 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-03-29 | 13,900 | $24.12 | 703,082 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-03-30 | 36,618 | $23.77 | 703,082 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Disposition | 2017-03-30 | 1,600 | $23.88 | 703,082 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- This Form 4 amends and restates in its entirety the Form 4 filed by the reporting persons on March 30, 2017.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.47 to $25.46. The reporting persons undertake to provide to MuleSoft, Inc., any security holder of MuleSoft, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased or sold at each separate price within the ranges set forth in footnotes 2 and 4 through 7 to this Form 4.
- All of the shares of Class A Common Stock of the Issuer disclosed herein are held directly by Brookside Capital Trading Fund, L.P. ("Trading Fund"), whose general partner is Brookside Capital Investors II, L.P. ("Investors II"). Bain Capital Public Equity Management, LLC ("BCPEM") is the general partner of Investors II. BCPEM may be deemed to share indirect beneficial ownership of the shares of Class A Common Stock held of record by Trading Fund, but disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.47 to $25.55.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.87 to $22.86.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.87 to $23.86.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.87 to $24.86.
- All sales transactions reported herein are short sales and, accordingly, the reporting persons have not reported a reduction in their beneficial ownership as a result of the sales.