Filing Details
- Accession Number:
- 0001618732-17-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-31 17:01:40
- Reporting Period:
- 2017-03-29
- Filing Date:
- 2017-03-31
- Accepted Time:
- 2017-03-31 17:01:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618732 | Nutanix Inc. | NTNX | Services-Prepackaged Software (7372) | 270989767 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685524 | David Sangster | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | Evp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-03-29 | 201,405 | $0.49 | 303,405 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-03-29 | 201,405 | $18.64 | 102,000 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2017-03-30 | 46,595 | $0.49 | 148,595 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-03-30 | 46,595 | $19.05 | 102,000 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2017-03-30 | 20,000 | $1.22 | 122,000 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-03-30 | 20,000 | $19.05 | 102,000 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2017-03-30 | 32,000 | $1.22 | 134,000 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-03-30 | 32,000 | $19.05 | 102,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-03-29 | 201,405 | $0.00 | 201,405 | $0.49 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-03-30 | 46,595 | $0.00 | 46,595 | $0.49 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-03-30 | 20,000 | $0.00 | 20,000 | $1.22 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-03-30 | 32,000 | $0.00 | 32,000 | $1.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
46,595 | 2021-12-08 | No | 4 | M | Direct | |
0 | 2021-12-08 | No | 4 | M | Direct | |
0 | 2022-11-15 | No | 4 | M | Direct | |
18,000 | 2023-07-16 | No | 4 | M | Direct |
Footnotes
- The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $18.21 to $18.94. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $18.82 to $19.19. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- Shares subject to the option are fully vested and immediately exercisable.
- The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on November 5, 2013 and 1/48th of the shares vest monthly thereafter.
- The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.