Filing Details
- Accession Number:
- 0001437749-17-005758
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2017-03-31 15:03:06
- Reporting Period:
- 2016-09-30
- Filing Date:
- 2017-03-31
- Accepted Time:
- 2017-03-31 15:03:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 317889 | Bulova Technologies Group Inc. | BTGI | Wholesale-Industrial Machinery & Equipment (5084) | 830245581 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1625965 | L Gary Shapiro | 2R Judith'S Fancy Christiansted VI 00824 | President Of Subsidiary | No | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Preferred Stock | Acquisiton | 2013-02-25 | 800,000,000 | $0.00 | 800,000,000 | No | 4 | P | Indirect | See footnote |
| Common Stock | Acquisiton | 2014-04-25 | 3,000,000 | $0.01 | 3,000,000 | No | 4 | P | Indirect | See footnote |
| Common Stock | Acquisiton | 2014-04-25 | 3,000,000 | $0.01 | 3,000,000 | No | 4 | P | Indirect | See footnote |
| Common Stock | Acquisiton | 2016-09-06 | 550,000 | $0.00 | 550,000 | No | 4 | P | Indirect | See Footnote |
| Common Stock | Acquisiton | 2016-09-07 | 400,000 | $0.00 | 400,000 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
| No | 4 | P | Indirect | See footnote |
| No | 4 | P | Indirect | See footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2013-09-01 | 3,166,667 | $0.00 | 3,166,667 | $0.02 |
| Common Stock | Warrants | Acquisiton | 2013-09-01 | 3,166,667 | $0.00 | 3,166,667 | $0.02 |
| Common Stock | Warrants | Acquisiton | 2014-10-03 | 1,980,851 | $0.00 | 1,980,851 | $0.02 |
| Common Stock | Warrants | Acquisiton | 2014-10-03 | 1,980,851 | $0.00 | 1,980,851 | $0.02 |
| Common Stock | Warrants | Acquisiton | 2014-09-03 | 5,000,000 | $0.00 | 5,000,000 | $0.02 |
| Common Stock | Warrants | Acquisiton | 2014-09-03 | 5,000,000 | $0.00 | 5,000,000 | $0.02 |
| Common Stock | Warrants | Acquisiton | 2014-08-29 | 10,000,000 | $0.00 | 10,000,000 | $0.02 |
| Common Stock | Warrants | Acquisiton | 2014-08-29 | 10,000,000 | $0.00 | 10,000,000 | $0.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,166,667 | 2023-08-31 | No | 4 | P | Direct | |
| 3,166,667 | 2023-08-31 | No | 4 | P | Indirect | |
| 1,980,851 | 2023-02-27 | No | 4 | P | Indirect | |
| 1,980,851 | 2023-02-27 | No | 4 | P | Indirect | |
| 5,000,000 | 2024-09-02 | No | 4 | P | Indirect | |
| 5,000,000 | 2024-09-02 | No | 4 | P | Indirect | |
| 10,000,000 | 2024-08-28 | No | 4 | P | Indirect | |
| 10,000,000 | 2024-08-28 | No | 4 | P | Indirect |
Footnotes
- Owned through Fieldstone Affiliates LLC.
- Indirect ownership through NuView IRA, Inc. FBO Gary Shapiro IRA.
- Indirect ownership through IRA for benefit of wife.
- Present
- Warrants were issued in connection with a loan made to the issuer. No separate valuation of the warrants was made.
- Owned indirectly through wife's ownership.
- Warrants were originally issued in connection with a loan made to the issuer. They were assigned to Reporting Person at no cost.
- Owned through NuView IRA, Inc. FBO Gary Shapiro IRA.
- Owned indirectly through IRA for benefit of wife.
- Warrants were issued in connection with loans to the Issuer.
- Owned indirectly through wife's Trust
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