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Filing Details

Accession Number:: 0001104659-17-020512
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-31 06:10:00
Reporting Period:: 2017-03-28

Filing Date:: 2017-03-31
Accepted Time:: 2017-03-31 06:10:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1618732	Nutanix Inc.	NTNX	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1185068	J Christopher Schaepe	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1347126	Lightspeed Venture Partners Vii, L.p.	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1366048	Barry Eggers	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1366051	Peter Nieh	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1435573	Lightspeed Venture Partners Viii Lp	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1522568	Lightspeed Ultimate General Partner Viii, Ltd.	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1522569	Lightspeed General Partner Viii, L.p.	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1602662	Lightspeed Ultimate General Partner Vii, Ltd.	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1602663	Lightspeed General Partner Vii, L.p.	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2017-02-27	10,352,222	$0.00	10,352,222	No	4	C	Indirect	By Lightspeed Venture Partners VII, L.P.
Class A Common Stock	Acquisiton	2017-03-15	3,612,374	$0.00	3,612,374	No	4	C	Indirect	By Lightspeed Venture Partners VIII, L.P.
Class A Common Stock	Disposition	2017-03-28	2,860,446	$0.00	7,491,776	No	4	J	Indirect	By Lightspeed Venture Partners VII, L.P.
Class A Common Stock	Acquisiton	2017-03-28	736,566	$0.00	736,566	No	4	J	Indirect	By Lightspeed General Partner VII, L.P.
Class A Common Stock	Disposition	2017-03-28	736,566	$0.00	0	No	4	J	Indirect	By Lightspeed General Partner VII, L.P.
Class A Common Stock	Acquisiton	2017-03-28	107,474	$0.00	107,474	No	4	J	Indirect	By Barry Eggers Revocable Trust dtd 6/4/2008
Class A Common Stock	Acquisiton	2017-03-28	107,474	$0.00	107,474	No	4	J	Direct
Class A Common Stock	Acquisiton	2017-03-28	107,474	$0.00	107,474	No	4	J	Indirect	By The Schaepe-Chiu Living Trust Dated 11/5/1997
Class A Common Stock	Disposition	2017-03-28	1,430,223	$0.00	2,182,151	No	4	J	Indirect	By Lightspeed Venture Partners VIII, L.P.
Class A Common Stock	Acquisiton	2017-03-28	332,886	$0.00	332,886	No	4	J	Indirect	By Lightspeed General Partner VIII, L.P.
Class A Common Stock	Disposition	2017-03-28	332,886	$0.00	0	No	4	J	Indirect	By Lightspeed General Partner VIII, L.P.
Class A Common Stock	Acquisiton	2017-03-28	43,074	$0.00	43,074	No	4	J	Indirect	By Eggers Investments, L.P.
Class A Common Stock	Acquisiton	2017-03-28	43,074	$0.00	43,074	No	4	J	Indirect	By Nieh Family Investments LP - Fund 1
Class A Common Stock	Acquisiton	2017-03-28	43,074	$0.00	43,074	No	4	J	Indirect	By Schaepe-Chiu Investments I LP - Fund 1
Class A Common Stock	Disposition	2017-03-29	90,000	$18.62	17,474	No	4	S	Indirect	By Barry Eggers Revocable Trust dtd 6/4/2008
Class A Common Stock	Disposition	2017-03-29	43,074	$18.62	0	No	4	S	Indirect	By Eggers Investments, L.P.
Class A Common Stock	Disposition	2017-03-30	25,000	$19.09	82,474	No	4	S	Indirect	By The Schaepe-Chiu Living Trust Dated 11/5/1997

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By Lightspeed Venture Partners VII, L.P.
No	4	C	Indirect	By Lightspeed Venture Partners VIII, L.P.
No	4	J	Indirect	By Lightspeed Venture Partners VII, L.P.
No	4	J	Indirect	By Lightspeed General Partner VII, L.P.
No	4	J	Indirect	By Lightspeed General Partner VII, L.P.
No	4	J	Indirect	By Barry Eggers Revocable Trust dtd 6/4/2008
No	4	J	Direct
No	4	J	Indirect	By The Schaepe-Chiu Living Trust Dated 11/5/1997
No	4	J	Indirect	By Lightspeed Venture Partners VIII, L.P.
No	4	J	Indirect	By Lightspeed General Partner VIII, L.P.
No	4	J	Indirect	By Lightspeed General Partner VIII, L.P.
No	4	J	Indirect	By Eggers Investments, L.P.
No	4	J	Indirect	By Nieh Family Investments LP - Fund 1
No	4	J	Indirect	By Schaepe-Chiu Investments I LP - Fund 1
No	4	S	Indirect	By Barry Eggers Revocable Trust dtd 6/4/2008
No	4	S	Indirect	By Eggers Investments, L.P.
No	4	S	Indirect	By The Schaepe-Chiu Living Trust Dated 11/5/1997

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2017-02-27	10,352,222	$0.00	10,352,222	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2017-03-15	3,612,374	$0.00	3,612,374	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect
14,449,498			No	4	C	Indirect

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			190,363	190,363	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	190,363	190,363	Indirect

Footnotes

Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.
The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII").
Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII").
Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
The shares are held of record by LGP VII.
Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.
The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
Represents in-kind distribution by Lightspeed VIII without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).
The shares are held of record by LGP VIII.
Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
The shares are held of record by Eggers Investments, L.P. Barry Eggers serves as trustee of the general partner of such entity.
The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
These sales were executed in multiple trades at prices ranging from $18.23 to $18.94. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
These sales were executed in multiple trades at prices ranging from $19.06 to $19.135. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Select. The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
Shares of the Issuer's Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.