Filing Details
- Accession Number:
- 0001209191-17-023755
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-30 20:14:18
- Reporting Period:
- 2017-03-28
- Filing Date:
- 2017-03-30
- Accepted Time:
- 2017-03-30 20:14:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1619250 | Valeritas Holdings Inc. | VLRX | () | E9 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1528224 | L.p. (Cayman) Ii Partners Royalty Capital | 1000 Main St. Suite 2500 Houston TX 77002 | No | No | Yes | No | |
1528225 | L.p. (A) Fund Parallel - Ii Partners Royalty Capital | 1000 Main St. Suite 2500 Houston TX 77002 | No | No | Yes | No | |
1528226 | L.p. Ii Partners Royalty Capital | 1000 Main St. Suite 2500 Houston TX 77002 | No | No | Yes | No | |
1568245 | Parallel Investment Opportunities Partners Ii, L.p. | 1000 Main St. Suite 2500 Houston TX 77002 | No | No | Yes | No | |
1702221 | L.p. (Cayman) B Fund Parallel Ii Partners Royalty Capital | 1000 Main St. Suite 2500 Houston TX 77002 | No | No | Yes | No | |
1702352 | L.p. Royalty Capital | 1000 Main St. Suite 2500 Houston TX 77002 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-28 | 437,836 | $10.00 | 576,686 | No | 4 | P | Indirect | By Capital Royalty Partners II L.P. |
Common Stock | Acquisiton | 2017-03-28 | 154,727 | $10.00 | 210,773 | No | 4 | P | Indirect | By Capital Royalty Partners II (Cayman) L.P. |
Common Stock | Acquisiton | 2017-03-28 | 490,234 | $10.00 | 645,058 | No | 4 | P | Indirect | By Capital Royalty Partners II Parallel Fund ?A? L.P. |
Common Stock | Acquisiton | 2017-03-28 | 2,116,803 | $10.00 | 2,687,061 | No | 4 | P | Indirect | By Capital Royalty Partners II Parallel Fund ?B? (Cayman) L.P. |
Common Stock | Acquisiton | 2017-03-28 | 800,400 | $10.00 | 1,066,390 | No | 4 | P | Indirect | By Parallel Investment Opportunities Partners II, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Capital Royalty Partners II L.P. |
No | 4 | P | Indirect | By Capital Royalty Partners II (Cayman) L.P. |
No | 4 | P | Indirect | By Capital Royalty Partners II Parallel Fund ?A? L.P. |
No | 4 | P | Indirect | By Capital Royalty Partners II Parallel Fund ?B? (Cayman) L.P. |
No | 4 | P | Indirect | By Parallel Investment Opportunities Partners II, L.P. |
Footnotes
- Capital Royalty L.P. ("Capital Royalty") serves as the investment manager for Capital Royalty Partners II L.P., Capital Royalty Partners II (Cayman) L.P., Capital Royalty Partners II Parallel Fund "A" L.P., Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P. and Parallel Investment Opportunities Partners II, L.P. (collectively, the "Funds").