Filing Details
- Accession Number:
- 0001179110-17-005218
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-30 13:07:36
- Reporting Period:
- 2017-03-29
- Filing Date:
- 2017-03-30
- Accepted Time:
- 2017-03-30 13:07:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1259515 | Control4 Corp | CTRL | Electronic Components & Accessories (3670) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1582153 | Greg Bishop | C/O Control4 Corporation 11734 S. Election Road Salt Lake City UT 84020 | Gc, Chief Compl. Officer, Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Commom Stock | Acquisiton | 2017-03-29 | 12,500 | $4.89 | 26,795 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-29 | 12,500 | $16.00 | 14,295 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2017-03-29 | 12,500 | $0.00 | 12,500 | $4.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,769 | 2018-05-21 | No | 4 | M | Direct |
Footnotes
- The option became exercisable as to 1/4 of the shares subject to the option on May 22, 2009 and 1/48th of the shares subject to the option vest monthly thereafter, subject to the reporting person's continuous service to the issuer on each such date.