Filing Details
- Accession Number:
- 0001209191-17-023543
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-29 17:13:27
- Reporting Period:
- 2017-03-27
- Filing Date:
- 2017-03-29
- Accepted Time:
- 2017-03-29 17:13:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 860730 | Hca Holdings Inc. | HCA | Services-General Medical & Surgical Hospitals, Nec (8062) | 273865930 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1632795 | S. Ravi Chari | One Park Plaza Nashville TN 37203 | Svp-Clinical Excellence | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-27 | 6,397 | $5.98 | 7,754 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-27 | 1,184 | $15.91 | 8,938 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-27 | 18,750 | $17.33 | 27,688 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-27 | 3,125 | $21.35 | 30,813 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-27 | 2,500 | $22.10 | 33,313 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-27 | 31,956 | $90.00 | 1,357 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-27 | 4,505 | $0.00 | 4,505 | $5.98 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-27 | 1,892 | $0.00 | 1,892 | $5.98 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-27 | 1,184 | $0.00 | 1,184 | $15.91 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-27 | 9,375 | $0.00 | 9,375 | $17.33 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-27 | 9,375 | $0.00 | 9,375 | $17.33 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-27 | 3,125 | $0.00 | 3,125 | $21.35 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-27 | 2,500 | $0.00 | 2,500 | $22.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-08-27 | No | 4 | M | Direct | |
| 0 | 2019-08-27 | No | 4 | M | Direct | |
| 0 | 2019-08-27 | No | 4 | M | Direct | |
| 0 | 2021-11-02 | No | 4 | M | Direct | |
| 0 | 2021-11-02 | No | 4 | M | Direct | |
| 0 | 2012-11-02 | 2021-11-02 | No | 4 | M | Direct |
| 0 | 2021-11-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,000 | Indirect | By GRAT (Spouse, Trustee) |
Footnotes
- The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- The option was scheduled to vest in three equal annual installments beginning on August 27, 2012. A change in control of the Issuer occurred effective November 1, 2013, resulting in the accelerated vesting of the option as to the shares that remained unvested.
- Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- The option vested in equal increments (i) at the end of fiscal year 2012 upon the achievement of certain annual EBITDA performance targets and (ii) upon a change in control (as defined in the 2006 Stock Incentive Plan for Key Employees of HCA Holdings, Inc. and its Affiliates as Amended and Restated) of the Issuer which occurred effective November 1, 2013.
- The option vested at the end of fiscal year 2009 based upon the achievement of certain annual EBITDA performance targets.
- The option vested in three equal annual installments beginning on November 2, 2013.
- The option vested in three equal installments at the end of fiscal years 2012, 2013 and 2014 based upon the achievement of certain annual EBITDA performance targets.
- The option vested at the end of fiscal year 2011 based upon the achievement of certain annual EBITDA performance targets.
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