Filing Details
- Accession Number:
- 0001015780-17-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-29 17:03:29
- Reporting Period:
- 2017-03-27
- Filing Date:
- 2017-03-29
- Accepted Time:
- 2017-03-29 17:03:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1015780 | E Trade Financial Corp | ETFC | Savings Institution, Federally Chartered (6035) | 942844166 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187442 | A Rodger Lawson | 1271 Avenue Of The Americas 14Th Floor New York NY 10020-1302 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-03-27 | 3,060 | $33.02 | 94,910 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-03-27 | 4,887 | $33.04 | 90,023 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Sale of common stock pursuant to a Rule 10b5-1 plan entered into on February 25, 2017.