Filing Details

Accession Number:
0001015780-17-000032
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-29 17:03:29
Reporting Period:
2017-03-27
Filing Date:
2017-03-29
Accepted Time:
2017-03-29 17:03:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015780 E Trade Financial Corp ETFC Savings Institution, Federally Chartered (6035) 942844166
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187442 A Rodger Lawson 1271 Avenue Of The Americas
14Th Floor
New York NY 10020-1302
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-27 3,060 $33.02 94,910 No 4 S Direct
Common Stock Disposition 2017-03-27 4,887 $33.04 90,023 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Sale of common stock pursuant to a Rule 10b5-1 plan entered into on February 25, 2017.