Filing Details
- Accession Number:
- 0001415889-17-000489
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-29 17:00:09
- Reporting Period:
- 2017-03-27
- Filing Date:
- 2017-03-29
- Accepted Time:
- 2017-03-29 17:00:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1645494 | Arris International Plc | ARRS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185929 | David Potts | 3871 Lakefield Dr. Suwanee GA 30024 | Evp Of Finance, Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2017-03-27 | 3,327 | $0.00 | 84,207 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2017-03-29 | 1,663 | $26.62 | 82,544 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Shares (T) 140327 | Disposition | 2017-03-27 | 3,018 | $26.62 | 12,690 | $0.00 |
| Ordinary Shares | Restricted Shares (T) 140327 | Disposition | 2017-03-27 | 3,327 | $0.00 | 9,672 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,672 | 2018-03-27 | No | 4 | F | Direct | |
| 6,345 | 2018-03-27 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Shares (P) 150330 | $0.00 | 2018-01-31 | 48,140 | 48,140 | Direct | |
| Ordinary Shares | Restricted Shares (T) 150330 | $0.00 | 2019-03-30 | 18,052 | 18,052 | Direct | |
| Ordinary Shares | Restricted Shares (T) 130329 | $0.00 | 2017-03-29 | 5,678 | 5,678 | Direct | |
| Ordinary Shares | Restricted Shares (T) 130712 | $0.00 | 2017-07-12 | 15,650 | 15,650 | Direct | |
| Ordinary Shares | Restricted Shares (P) 160707 | $0.00 | 2019-01-31 | 76,920 | 76,920 | Direct | |
| Ordinary Shares | Restricted Shares (T) 160707 | $0.00 | 2020-07-07 | 38,460 | 38,460 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 48,140 | 48,140 | Direct | |
| 18,052 | 18,052 | Direct | |
| 5,678 | 5,678 | Direct | |
| 15,650 | 15,650 | Direct | |
| 76,920 | 76,920 | Direct | |
| 38,460 | 38,460 | Direct |
Footnotes
- Represents the vested portion of a restricted stock unit grant converting to common stock.
- Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
- Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted stock units.
- This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
- Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
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