Filing Details
- Accession Number:
- 0001222113-17-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-29 12:44:59
- Reporting Period:
- 2017-03-27
- Filing Date:
- 2017-03-29
- Accepted Time:
- 2017-03-29 12:44:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222113 | E Y Marc Pelaez | C/O Ii-Vi Incorporated 375 Saxonburg Blvd Saxonburg PA 16056 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-27 | 17,120 | $12.08 | 73,927 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-27 | 10,573 | $38.84 | 63,354 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (Right to Buy) | Disposition | 2017-03-27 | 17,120 | $0.00 | 17,120 | $12.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-08-15 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average of multiple sales transactions ranging in price from $38.8250 to $39.1153. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The options previously were reported as covering 8,560 shares at an exercise price of $24.15 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- The options vested in five equal annual installments beginning on August 15, 2010.