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Filing Details

Accession Number:: 0000908834-17-000060
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-29 11:07:24
Reporting Period:: 2013-06-11

Filing Date:: 2017-03-29
Accepted Time:: 2017-03-29 11:07:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
886137	Finish Line Inc	FINL	Retail-Shoe Stores (5661)	351537210

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1701232	A. Melissa Greenwell	3308 N. Mitthoeffer Road Indianapolis IN 46235	Evp, Coo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2013-06-11	1,017	$0.00	11,862	No	4	A	Direct
Class A Common Stock	Acquisiton	2013-07-15	7,525	$6.29	19,387	No	4	M	Direct
Class A Common Stock	Disposition	2013-07-15	7,525	$22.71	11,862	No	4	S	Direct
Class A Common Stock	Acquisiton	2013-08-13	91	$0.00	11,953	No	4	A	Direct
Class A Common Stock	Acquisiton	2014-04-01	2,642	$0.00	14,595	No	4	A	Direct
Class A Common Stock	Acquisiton	2014-04-01	5,000	$0.00	19,595	No	4	A	Direct
Class A Common Stock	Disposition	2014-04-27	711	$26.68	18,884	No	4	F	Direct
Class A Common Stock	Acquisiton	2015-03-30	2,537	$0.00	21,421	No	4	A	Direct
Class A Common Stock	Disposition	2015-04-02	814	$24.81	20,607	No	4	F	Direct
Class A Common Stock	Acquisiton	2016-02-29	9,817	$0.00	30,424	No	4	A	Direct
Class A Common Stock	Acquisiton	2016-03-28	4,396	$0.00	34,820	No	4	A	Direct
Class A Common Stock	Disposition	2016-04-01	876	$20.65	33,944	No	4	F	Direct
Class A Common Stock	Disposition	2016-06-11	329	$17.33	33,615	No	4	F	Direct
Class A Common Stock	Acquisiton	2016-07-29	4,077	$13.10	37,692	No	4	M	Direct
Class A Common Stock	Disposition	2016-07-29	4,077	$21.67	33,615	No	4	S	Direct
Class A Common Stock	Disposition	2016-08-13	29	$22.18	33,586	No	4	F	Direct
Class A Common Stock	Disposition	2017-03-01	1,767	$16.30	31,819	No	4	F	Direct
Class A Common Stock	Acquisiton	2017-03-27	17,189	$0.00	49,008	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	F	Direct
No	4	A	Direct
No	4	F	Direct
No	4	A	Direct
No	4	A	Direct
No	4	F	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct
No	4	F	Direct
No	4	F	Direct
No	4	A	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Acquisiton	2013-06-11	3,653	$0.00	3,653	$21.23
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2013-07-15	7,525	$0.00	7,525	$6.29
Class A Common Stock	Stock Option (Right to Buy)	Acquisiton	2013-08-13	328	$0.00	328	$21.94
Class A Common Stock	Stock Option (Right to Buy)	Acquisiton	2014-04-01	18,171	$0.00	18,171	$27.25
Class A Common Stock	Stock Option (Right to Buy)	Acquisiton	2014-04-01	3,000	$0.00	3,000	$27.25
Class A Common Stock	Performance-Based Restricted Stock	Acquisiton	2014-04-01	3,412	$0.00	3,412	$0.00
Class A Common Stock	Stock Option (Right to Buy)	Acquisiton	2015-03-30	23,592	$0.00	23,592	$24.44
Class A Common Stock	Performance-Based Restricted Stock	Acquisiton	2015-03-30	3,805	$0.00	3,805	$0.00
Class A Common Stock	Performance-Based Restricted Stock	Acquisiton	2015-03-30	1,023	$0.00	1,023	$0.00
Class A Common Stock	Performance-Based Restricted Stock	Disposition	2016-02-27	1,023	$0.00	1,023	$0.00
Class A Common Stock	Stock Option (Right to Buy)	Acquisiton	2016-02-29	60,674	$0.00	60,674	$18.33
Class A Common Stock	Stock Option (Right to Buy)	Acquisiton	2016-03-28	44,910	$0.00	44,910	$20.47
Class A Common Stock	Performance-Based Restricted Stock	Acquisiton	2016-03-28	6,593	$0.00	6,593	$0.00
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2016-07-29	4,077	$0.00	4,077	$13.10
Class A Common Stock	Dividend Equivalent Rights	Acquisiton	2014-06-16	456	$0.00	456	$0.00
Class A Common Stock	Performance-Based Restricted Stock	Acquisiton	2017-03-27	17,189	$0.00	17,189	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,653	2023-06-11	No	4	A	Direct
0	2019-03-26	No	4	M	Direct
328	2023-08-13	No	4	A	Direct
18,171	2024-04-01	No	4	A	Direct
3,000	2024-04-01	No	4	A	Direct
3,412	2017-04-01	No	4	A	Direct
23,592	2025-03-30	No	4	A	Direct
3,805	2018-03-30	No	4	A	Direct
1,023	2016-02-27	No	4	A	Direct
0	2016-02-27	No	4	D	Direct
60,674	2026-02-28	No	4	A	Direct
44,910	2026-03-28	No	4	A	Direct
6,593	2019-03-28	No	4	A	Direct
0	2020-03-11	No	4	M	Direct
456		No	4	A	Direct
17,189	2020-03-27	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	717	Indirect	By Employee Stock Purchase Plan

Footnotes

All the reported shares of restricted stock cliff-vest in full on 6/11/2016.
All the reported shares of restricted stock cliff-vest in full on 8/13/2016.
All the reported shares of restricted stock cliff-vest in full on 4/1/2017.
All the reported shares of restricted stock cliff-vest in full on 4/1/2017.
Withheld for the satisfaction of tax liabilities incurred upon the vesting of 2,197 shares of restricted stock.
All the reported shares of restricted stock cliff-vest in full on 3/30/2018.
Withheld for the satisfaction of tax liabilities incurred upon the vesting of 2,587 shares of restricted stock.
The reported shares of restricted stock vest on the following schedule: 4,909 on 3/1/2017; and 4,908 on 3/1/2018.
All the reported shares of restricted stock cliff-vest in full on 3/28/2019.
Withheld for the satisfaction of tax liabilities incurred upon the vesting of 2,784 shares of restricted stock.
Withheld for the satisfaction of tax liabilities incurred upon the vesting of 1,017 shares of restricted stock.
Withheld for the satisfaction of tax liabilities incurred upon the vesting of 91 shares of restricted stock.
Withheld for the satisfaction of tax liabilities incurred upon the vesting of 4,909 shares of restricted stock.
The reported shares of restricted stock vest in three equal annual installments on the anniversary of the date of grant, commencing on 3/27/2018.
Updated to include shares allocated to the reporting person's account since the date of the reporting person's last ownership report.
The options vest on the following schedule: 365 (10%) on 6/11/2014; 730 (20%) on 6/11/2015; 1,096 (30%) on 6/11/2016; and 1,462 (40%) on 6/11/2017.
The options vested over 4 years, on the anniversary of the date of grant commencing on 3/26/2010, on a schedule of 10%, 20%, 30% and 40% at each respective anniversary.
The options vest on the following schedule: 32 (10%) on 8/13/2014; 66 (20%) on 8/13/2015; 98 (30%) on 8/13/2016; and 132 (40%) on 8/13/2017.
The options vest on the following schedule: 1,817 (10%) on 4/1/2015; 3,634 (20%) on 4/1/2016; 5,451 (30%) on 4/1/2017; and 7,269 (40%) on 4/1/2018.
The options vest on the following schedule: 300 (10%) on 4/1/2015; 600 (20%) on 4/1/2016; 900 (30%) on 4/1/2017; and 1,200 (40%) on 4/1/2018.
Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s net income, measured over a performance period including fiscal years 2015, 2016 and 2017. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.
The options vest on the following schedule: 2,359 (10%) on 3/30/2016; 4,718 (20%) on 3/30/2017; 7,078 (30%) on 3/30/2018; and 9,437 (40%) on 3/30/2019.
Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share, measured over a performance period including fiscal years 2016, 2017 and 2018. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.
Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the growth of The Finish Line, Inc.'s adjusted operating income, measured over a performance period including fiscal years 2015 and 2016. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.
The options vest on the following schedule: 30,337 on 3/1/2017; and 30,337 on 3/1/2018.
The options vest on the following schedule: 4,491 (10%) on 3/28/2017; 8,982 (20%) on 3/28/2018; 13,473 (30%) on 3/28/2019; and 17,964 (40%) on 3/28/2020.
Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share, measured over a performance period including fiscal years 2017, 2018 and 2019. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.
The total grant of 4,530 options vested over 4 years on the following schedule: 453 (10%) on 3/11/2011; 906 (20%) on 3/11/2012; 1,359 (30%) on 3/11/2013; and 1,812 (40%) on 3/11/2014.
The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.
The reported dividend equivalent rights reflect the aggregate accruals for quarterly dividends paid by The Finish Line, Inc. from the initial grant date for the performance-based restricted stock to which the dividend equivalent rights relate up to the date of this ownership report.
The reported amount does not include 18 dividend equivalent rights that were not earned and were forfeited.
Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share and to consolidated enterprise sales growth, measured over a performance period including fiscal years 2018, 2019 and 2020. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.