Filing Details
- Accession Number:
- 0001209191-17-023037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-27 21:48:26
- Reporting Period:
- 2017-03-23
- Filing Date:
- 2017-03-27
- Accepted Time:
- 2017-03-27 21:48:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1265888 | Neustar Inc | NSR | Communications Services, Nec (4899) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1474756 | Henry Skorny | 21575 Ridgetop Circle Sterling CA 20166 | Svp, Iot | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-03-23 | 11,199 | $0.00 | 24,773 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-03-23 | 5,823 | $33.10 | 18,950 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2017-03-23 | 7,906 | $0.00 | 26,856 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-03-23 | 4,126 | $33.10 | 22,730 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2017-03-24 | 9,156 | $33.10 | 13,574 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2017-03-23 | 11,199 | $0.00 | 11,199 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2017-03-23 | 7,906 | $0.00 | 7,906 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,202 | No | 4 | M | Direct | ||
7,908 | No | 4 | M | Direct |
Footnotes
- Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan.
- The price is equal to the closing price of the Class A Common Stock on March 23, 2017.
- These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 16, 2016.
- The price range for sales of these shares was between $33.10 and $33.12 per share. Upon appropriate request, the reporting person will provide information regarding the number of shares sold at each separate price.
- On April 13, 2015, 33,600 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on March 23, 2017.
- Upon the Reporting Person's Termination (as defined in the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan (the "Plan"), including by reason of death or Disability (as defined in the Plan), other than by the Issuer for Cause (as defined by the Plan) or by the Reporting Person without Good Reason (as defined in the Restricted Stock Unit Agreement), any unvested restricted stock units that would have vested during the 12 months after such seperation from NeuStar, Inc. shall immediately vest, and the remainder of any unvested restricted stock units shall immediately be forfeited without compensation.
- On April 13, 2015, 23,720 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on March 23, 2017.