Filing Details
- Accession Number:
- 0000899243-17-008731
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-27 19:28:16
- Reporting Period:
- 2017-03-23
- Filing Date:
- 2017-03-27
- Accepted Time:
- 2017-03-27 19:28:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501989 | Cytomx Therapeutics Inc. | CTMX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180428 | J Mark Levin | 29 Newbury Street, 3Rd Floor Boston MA 02116 | No | No | Yes | No | |
1192595 | I Robert Tepper | 29 Newbury Street, 3Rd Floor Boston MA 02116 | No | No | Yes | No | |
1192603 | P Kevin Starr | 29 Newbury Street, 3Rd Floor Boston MA 02116 | No | No | Yes | No | |
1408591 | Third Rock Ventures Lp | 29 Newbury Street, 3Rd Floor Boston MA 02116 | No | No | Yes | No | |
1578973 | Trv Gp, Llc | 29 Newbury Street, 3Rd Floor Boston MA 02116 | No | No | Yes | No | |
1578976 | Third Rock Ventures Gp, L.p. | 29 Newbury Street, 3Rd Floor Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-03-23 | 1,000,000 | $17.00 | 5,820,348 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-03-27 | 650,000 | $18.00 | 5,170,348 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 59,776 | Direct | |
Common Stock | 59,776 | Direct | |
Common Stock | 59,777 | Direct |
Footnotes
- These shares are directly held by Third Rock Ventures, L.P. ("TRV"). The general partner of TRV is Third Rock Ventures GP, L.P. ("TRV GP"). The general partner of TRV GP is TRV GP, LLC ("TRV GP LLC"). The individual managers of TRV GP LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper"). Each of TRV GP, TRV GP LLC, Levin, Starr and Tepper disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.
- This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.45, inclusive. Each of the reporting persons undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
- These shares are directly held by Starr.
- These shares are directly held by Levin.
- These shares are directly held by Tepper.