Filing Details
- Accession Number:
- 0000006281-17-000072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-27 16:01:05
- Reporting Period:
- 2017-03-24
- Filing Date:
- 2017-03-27
- Accepted Time:
- 2017-03-27 16:01:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6281 | Analog Devices Inc | ADI | Semiconductors & Related Devices (3674) | 042348234 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201872 | Vincent Roche | P.o. Box 9106 One Technology Way Norwood MA 02062-9106 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 Value | Acquisiton | 2017-03-24 | 26,584 | $37.52 | 75,481 | No | 4 | M | Direct | |
| Non-Qualified Stock Option (Right To Buy) | Disposition | 2017-03-24 | 47,400 | $81.80 | 28,081 | No | 4 | S | Direct | |
| Comm Stock - $.16-2/3 Value | Acquisiton | 2017-03-26 | 28,100 | $0.00 | 56,181 | No | 4 | M | Direct | |
| Comm Stock - $.16-2/3 Value | Acquisiton | 2017-03-26 | 606 | $0.00 | 56,787 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 Value | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-24 | 26,584 | $0.00 | 26,584 | $37.52 |
| Comm Stock - $.16-2/3 Value | Restricted Stock Unit (RSU) | Disposition | 2017-03-26 | 606 | $0.00 | 606 | $0.00 |
| Comm Stock - $.16-2/3 Value | Performance-Based Restricted Stock Unit | Disposition | 2017-03-26 | 28,100 | $0.00 | 28,100 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,546 | 2012-01-04 | 2021-01-04 | No | 4 | M | Direct |
| 0 | 2017-03-26 | No | 4 | M | Direct | |
| 0 | No | 4 | M | Direct |
Footnotes
- These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- These shares were disposed of in multiple transactions on March 24, 2017 at actual sales prices ranging from $81.860 to $82.000 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 4, 2011.
- This transaction represents the settlement of performance-based RSUs granted on March 12, 2014 in shares of common stock of the Company on their scheduled vesting date of March 26, 2017 as a result of the certification by the Company's Compensation Committee on March 17, 2017 of the satisfaction of performance criteria at 102.16% of target.
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