Filing Details
- Accession Number:
- 0001398344-17-003938
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-27 12:23:44
- Reporting Period:
- 2017-03-22
- Filing Date:
- 2017-03-27
- Accepted Time:
- 2017-03-27 12:23:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1310445 | Virtus Total Return Fund | DCA | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 812885 | P L Partners Mercury | 5650 El Camino Real Suite 155 Carlsbad CA 92008 | No | No | Yes | Yes | |
| 896017 | Opportunity Partners Lp | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | Yes | |
| 1067621 | Phillip Goldstein | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | Yes | |
| 1164363 | Full Value Partners Lp | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | Yes | |
| 1316669 | Steady Gain Partners Lp | 10 Wenwood Drive Brookville NY 11545 | No | No | Yes | Yes | |
| 1364773 | Partnership General Investors Bulldog | Park 80 West - Plaza Two 250 Pehle Ave., Ste 708 Saddle Brook NJ 07663 | No | No | Yes | Yes | |
| 1580881 | Calapasas West Partners Lp | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | Yes | |
| 1580999 | Full Value Special Situations Fund Lp | Park 80 West 250 Pehle Ave., Ste 708 Saddle Brook NJ 07663 | No | No | Yes | Yes | |
| 1581073 | Mcm Opportunity Partners Lp | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | Yes | |
| 1581172 | Opportunity Income Plus Lp | Park 80 West - Plaza Two 250 Pehle Ave., Suite 708 Saddle Brook NJ 07663 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-03-22 | 2,636,634 | $4.87 | 1,553,860 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- This Form 4 is filed jointly by Bulldog Investors General Partnership, Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, MCM Opportunity Partners, LP, Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons").
- Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on March 23, 2017. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
- Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Shares were tendered by the Reporting Persons in connection with the Issuer tender offer that commenced February 15, 2017 and expired March 15, 2017.
Billionaire Hedge Funds
