Filing Details
- Accession Number:
- 0001181580-17-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-27 10:48:10
- Reporting Period:
- 2017-03-23
- Filing Date:
- 2017-03-27
- Accepted Time:
- 2017-03-27 10:48:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718332 | Rave Restaurant Group Inc. | RAVE | Wholesale-Groceries & Related Products (5140) | 453189287 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1694557 | Scott Crane | 3551 Plano Parkway The Colony TX 75056 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-23 | 200 | $1.90 | 5,200 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-03-23 | 12,600 | $1.91 | 17,800 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-03-23 | 8,000 | $1.90 | 25,800 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-03-23 | 2,463 | $1.92 | 28,263 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-03-23 | 3,200 | $1.94 | 31,463 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-03-23 | 100 | $1.94 | 31,563 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 4% Convertible Senior Notes due 2022, Par $100 | $2.00 | 2017-05-15 | 2022-02-15 | 175,000 | 0 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2019-10-15 | 2019-10-15 | 0 | 300,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-02-15 | 175,000 | 0 | Direct |
| 2019-10-15 | 0 | 300,000 | Direct |
Footnotes
- Each restricted stock unit represents the right to receive shares of common stock upon satisfaction of vesting requirements and performance criteria. The performance criteria are based on multiple financial metrics which, if at least minimum criteria are achieved, may yield from 50% to 150% of a share of common stock per restricted stock unit.
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