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Filing Details

Accession Number:: 0000899243-17-008569
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-24 19:30:45
Reporting Period:: 2017-03-22

Filing Date:: 2017-03-24
Accepted Time:: 2017-03-24 19:30:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1310067	Sears Holdings Corp	SHLD	()	1231

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
860585	Rbs Partners, L.p.	1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154		No	No	Yes	No
923727	Esl Partners, L.p.	1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154		No	No	Yes	No
1126396	Esl Investments, Inc.	1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154		No	No	Yes	No
1183200	S Edward Lampert	1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154	Chief Executive Officer	Yes	Yes	Yes	No
1553666	Spe Master I, L.p.	1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154		No	No	Yes	No
1553667	Spe I Partners, L.p.	1170 Kane Concourse, Suite 200 Bay Harbor Islands FL 33154		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2017-03-22	327,879	$7.83	31,644,776	No	4	P	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2017-03-23	178,109	$8.07	31,822,885	No	4	P	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2017-03-24	19,948	$8.39	31,842,833	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	20,192,514	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	150,124	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	193,341	Indirect	See Footnotes

Footnotes

This price represents the approximate weighted average price per share of common stock of Sears Holdings Corporation (the "Issuer"), par value $0.01 per share ("Shares"), of purchases that were executed at prices ranging from $7.68 to $8.06 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission ("SEC") staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.
This statement is jointly filed by and on behalf of each of Mr. Edward S. Lampert, ESL Partners, L.P. ("Partners"), SPE I Partners, LP ("SPE I"), SPE Master I, LP ("SPE Master I"), RBS Partners, L.P. ("RBS"), and ESL Investments, Inc. ("ESL"). Mr. Lampert, Partners, SPE I, and SPE Master I are the direct beneficial owners of the securities covered by this statement.
RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners, SPE I, and SPE Master I. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer, and Director of, and may be deemed to beneficially own securities owned by, ESL.
The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $7.855 to $8.15 per Share. The reporting persons undertake to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.
This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $8.17 to $8.45 per Share. The reporting persons undertake to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.
Represents Shares directly beneficially owned by Partners.
Represents Shares directly beneficially owned by SPE I.
Represents Shares directly beneficially owned by SPE Master I.