Filing Details
- Accession Number:
- 0000098246-17-000086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-24 12:31:47
- Reporting Period:
- 2017-03-22
- Filing Date:
- 2017-03-24
- Accepted Time:
- 2017-03-24 12:31:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1016763 | S John Petterson | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $.01 Par | Acquisiton | 2017-03-22 | 2,527 | $0.00 | 44,664 | No | 4 | M | Direct | |
Common Stock $.01 Par | Disposition | 2017-03-22 | 935 | $94.25 | 43,729 | No | 4 | F | Direct | |
Common Stock $.01 Par | Acquisiton | 2017-03-22 | 37,000 | $23.00 | 80,729 | No | 4 | M | Direct | |
Common Stock $.01 Par | Disposition | 2017-03-22 | 20,000 | $94.50 | 60,729 | No | 4 | S | Direct | |
Common Stock $.01 Par | Disposition | 2017-03-22 | 17,000 | $94.95 | 43,729 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock $.01 Par | Performance-based Restricted Stock Units | Disposition | 2017-03-22 | 2,527 | $0.00 | 2,527 | $0.00 |
Common Stock $.01 Par | Employee Stock Option (Right to Buy) | Disposition | 2017-03-22 | 37,000 | $0.00 | 37,000 | $23.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
0 | 2019-01-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock $.01 Par | 396 | Indirect | By ESOP |
Footnotes
- Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2017 and publication of issuer's audited financial statements for the fiscal year-ended on that date. 9,200 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3. 6,673 performance-based restricted stock units not eligible for conversion at the end of the performance period were canceled.
- Shares withheld to cover taxes on vested performance-based restricted stock units pursuant to issuer's default equity vesting procedures.
- Option granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 28, 2009. The option vested in four equal annual installments on January 28, 2010, 2011, 2012 and 2013.
- Total grant 37,000 shares. 0 shares previously exercised.