Filing Details
- Accession Number:
- 0001398344-17-003839
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-23 16:30:09
- Reporting Period:
- 2017-03-21
- Filing Date:
- 2017-03-23
- Accepted Time:
- 2017-03-23 16:30:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880406 | Herzfeld Caribbean Basin Fund Inc | CUBA | () | 650396889 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1310710 | J Thomas Herzfeld | 119 Washington Ave, Ste 504 Miami Beach FL 33139 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-21 | 120 | $6.93 | 342,416 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-03-22 | 7 | $6.89 | 342,423 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-03-23 | 120 | $6.92 | 342,543 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
