Filing Details

Accession Number:
0001379748-17-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-23 10:50:13
Reporting Period:
2017-03-21
Filing Date:
2017-03-23
Accepted Time:
2017-03-23 10:50:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1647509 Forest City Realty Trust Inc. FCEA/FCEB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1379748 C Bruce Ratner One Metro Tech Center North
Brooklyn NY 11201
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Disposition 2017-03-21 2,265 $21.82 462 No 4 S Indirect See footnote
Class A Common Disposition 2017-03-22 462 $21.63 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 22,500 Direct
Class A Common 15,000 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class A Common Units $0.00 2007-11-08 1988-08-08 183,610 183,610 Direct
Class A Common Stock Class A Common Units $0.00 2007-11-08 1988-08-08 663,431 663,431 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1988-08-08 183,610 183,610 Direct
1988-08-08 663,431 663,431 Indirect
Footnotes
  1. Share are held in a street account with Merrill Lynch.
  2. Shares are held in a street account with Chase for the benefit of stepson Michael Carajohn, Bruce Ratner's spouse Pamela R. Lipkin is account custodian.
  3. Class A Common Units of Forest City Master Associates III, LLC (a subsidiary of Forest City Realty Trust, Inc.) are convertible into Forest City Realty Trust, Inc. Class A Common Stock on a equal number basis or cash at the discretion of Forest City Realty Trust, Inc.
  4. Class A Common Units are convertible into Forest City Realty Trust, Inc. Class A Common Stock on a equal number basis or cash at the discretion of Forest City Realty Trust, Inc. 3/21/2017 - The price $21.8156 represents a weighed average of sales prices ranging from $21.695 per share to $21.95 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. 3/22/2017 - The price $21.6275 represents a weighed average of sales prices ranging from $21.49 per share to $22.03 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  5. Units are held indirectly through an entity (LLC, Trust etc.).
  6. There is no expiration date.