Filing Details
- Accession Number:
- 0001140361-17-012990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-23 10:29:36
- Reporting Period:
- 2017-03-22
- Filing Date:
- 2017-03-23
- Accepted Time:
- 2017-03-23 10:29:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 99614 | Tri-Continental Corp | TY | (0) | 135441850 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198287 | L David King | 225 Franklin Street Boston MA 02110 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | Acquisiton | 2017-03-22 | 100 | $22.80 | 130,100 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2017-03-22 | 100 | $22.79 | 130,200 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2017-03-22 | 400 | $22.82 | 130,600 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2017-03-22 | 500 | $22.83 | 131,100 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2017-03-22 | 200 | $22.85 | 131,300 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2017-03-22 | 100 | $22.87 | 131,400 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2017-03-22 | 606 | $22.86 | 132,006 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2017-03-22 | 1,398 | $22.85 | 133,404 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2017-03-22 | 1,733 | $22.84 | 135,137 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2017-03-22 | 882 | $22.87 | 136,019 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2017-03-22 | 1,672 | $22.88 | 137,691 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2017-03-22 | 1,175 | $22.90 | 138,866 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2017-03-22 | 1,134 | $22.89 | 140,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
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Billionaire Hedge Funds
