Filing Details

Accession Number:
0001140361-17-012973
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-22 19:39:00
Reporting Period:
2017-03-20
Filing Date:
2017-03-22
Accepted Time:
2017-03-22 19:39:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368622 Aerovironment Inc AVAV Aircraft (3721) 952705790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1686706 J. Kirk Flittie 800 Royal Oaks Drive
Suite 210
Monrovia CA 91016
Vp & General Manager Of Uas No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-20 11,212 $20.75 29,462 No 4 M Direct
Common Stock Disposition 2017-03-20 11,212 $29.03 18,250 No 4 S Direct
Common Stock Acquisiton 2017-03-21 1,726 $20.75 19,976 No 4 M Direct
Common Stock Disposition 2017-03-21 1,726 $28.40 18,250 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock Disposition 2017-03-20 11,212 $0.00 11,212 $20.75
Common Stock Option to Purchase Common Stock Disposition 2017-03-21 1,726 $0.00 1,726 $20.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,788 2017-06-13 No 4 M Direct
17,062 2017-06-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 34,263 Indirect Footnote
Footnotes
  1. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $29.00-$29.08. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $28.40 - $28.42 The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. Held by the Kirk and Jennifer Flittie Family Trust, of which Mr. Flittie is one of the trustees. Mr. Flittie disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
  4. All options are fully exerciseable.