Filing Details
- Accession Number:
- 0001140361-17-012973
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-22 19:39:00
- Reporting Period:
- 2017-03-20
- Filing Date:
- 2017-03-22
- Accepted Time:
- 2017-03-22 19:39:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368622 | Aerovironment Inc | AVAV | Aircraft (3721) | 952705790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1686706 | J. Kirk Flittie | 800 Royal Oaks Drive Suite 210 Monrovia CA 91016 | Vp & General Manager Of Uas | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-20 | 11,212 | $20.75 | 29,462 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-20 | 11,212 | $29.03 | 18,250 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-03-21 | 1,726 | $20.75 | 19,976 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-21 | 1,726 | $28.40 | 18,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to Purchase Common Stock | Disposition | 2017-03-20 | 11,212 | $0.00 | 11,212 | $20.75 |
Common Stock | Option to Purchase Common Stock | Disposition | 2017-03-21 | 1,726 | $0.00 | 1,726 | $20.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,788 | 2017-06-13 | No | 4 | M | Direct | |
17,062 | 2017-06-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 34,263 | Indirect | Footnote |
Footnotes
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $29.00-$29.08. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $28.40 - $28.42 The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Held by the Kirk and Jennifer Flittie Family Trust, of which Mr. Flittie is one of the trustees. Mr. Flittie disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
- All options are fully exerciseable.