Filing Details
- Accession Number:
- 0001137692-17-000020
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-03-22 18:17:43
- Reporting Period:
- 2016-12-14
- Filing Date:
- 2017-03-22
- Accepted Time:
- 2017-03-22 18:17:43
- Original Submission Date:
- 2016-12-14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 706129 | Horizon Bancorp | HBNC | National Commercial Banks (6021) | 351562417 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595078 | G David Rose | 527 Lismore Lane Valparaiso IN 46385 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-12-14 | 9,750 | $25.79 | 2,658 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-14 | 9,750 | $6.61 | 12,408 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2016-12-14 | 9,750 | $0.00 | 9,750 | $6.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-09-14 | 2020-09-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 42,249 | Indirect | By SERP |
| Common Stock | 115,953 | Indirect | By ESOP |
| Common Stock | 7,405 | Indirect | By Thrift |
Footnotes
- Adjusted for a 3:2 stock split effective November 14, 2016.
- Amended to delete a holdings line duplicating direct holdings prior to the 12/14/2016 transaction.
- The option was granted 09/14/2010 and vested in five equal installments beginning on the first anniversary of the date of the grant.
Billionaire Hedge Funds
