Filing Details
- Accession Number:
- 0001415889-17-000474
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-22 17:00:34
- Reporting Period:
- 2017-03-20
- Filing Date:
- 2017-03-22
- Accepted Time:
- 2017-03-22 17:00:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1169770 | Banc Of California Inc. | BANC | National Commercial Banks (6021) | 043639825 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1556991 | C. John Grosvenor | C/O Banc Of California, Inc. 18500 Von Karman Ave, Suite 1100 Irvine CA 92612 | Evp And General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-03-20 | 14,979 | $20.50 | 42,715 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $12.24 | 2022-08-22 | 75,000 | 75,000 | Direct | |
| Common Stock | Stock Option | $13.29 | 2016-04-01 | 2025-05-15 | 12,000 | 12,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-08-22 | 75,000 | 75,000 | Direct |
| 2025-05-15 | 12,000 | 12,000 | Direct |
Footnotes
- One-third of the options vested on August 22, 2013, August 22, 2014 and August 14, 2015, respectively.
Billionaire Hedge Funds
