Home > Insider Trading > Filing (0000899243-17-008375)

Filing Details

Accession Number:: 0000899243-17-008375
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-22 16:05:25
Reporting Period:: 2017-03-20

Filing Date:: 2017-03-22
Accepted Time:: 2017-03-22 16:05:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1112920	Globalscape Inc	GSB	Services-Prepackaged Software (7372)	742785449

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1274195	Covenant Rha Partners, L.p.	8214 Westchester Drive, Suite 950 Dallas TX 75225	No	No	Yes	No
1694507	Clark C Webb	8214 Westchester Drive, Suite 950 Dallas TX 75225	No	No	Yes	No
1694574	H Robert Alpert	8214 Westchester Drive, Suite 950 Dallas TX 75225	No	No	Yes	No
1694778	Ccw/Law Holdings, Llc	8214 Westchester Drive, Suite 950 Dallas TX 75225	No	No	Yes	No
1694779	210/Gsb Acquisition Partners, Llc	8214 Westchester Drive, Suite 950 Dallas TX 75225	No	No	Yes	No
1694780	210 Capital, Llc	8214 Westchester Drive, Suite 950 Dallas TX 75225	No	No	Yes	No
1694781	Rha Investments, Inc.	8214 Westchester Drive, Suite 950 Dallas TX 75225	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-03-20	43,500	$3.84	3,318,300	No	4	P	Direct
Common Stock	Acquisiton	2017-03-21	8,500	$3.84	3,326,800	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	231,507	Indirect	By C. Clark Webb
Common Stock	231,500	Indirect	By Atlas Capital Management, L.P.

Footnotes

This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,326,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").
These shares of the Issuer's common stock are held directly by GSB Acquisition. The Reporting Persons, other than GSB Acquisition, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.
These shares of the Issuer's common stock are held directly by Mr. Webb. The Reporting Persons, other than Mr. Webb, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.
These shares of the Issuer's common stock are held directly by Atlas Capital Management, L.P. ("ACM"). RHA Investments is the general partner of ACM and has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. The Reporting Persons disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.
The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225.