Filing Details
- Accession Number:
- 0000049071-17-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-22 13:01:46
- Reporting Period:
- 2017-03-21
- Filing Date:
- 2017-03-22
- Accepted Time:
- 2017-03-22 13:01:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49071 | Humana Inc | HUM | Hospital & Medical Service Plans (6324) | 610647538 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185995 | L Jody Bilney | Humana Inc. 500 West Main Street Louisville KY 40202 | Svp & Chief Consumer Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Humana Common | Disposition | 2017-03-21 | 4,348 | $213.80 | 13,578 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Humana Common | Options | $102.16 | 2021-02-18 | 15,086 | 15,086 | Direct | |
Humana Common | Options | $164.65 | 2022-02-24 | 21,014 | 21,014 | Direct | |
Humana Common | Options | $167.81 | 2023-02-18 | 20,804 | 20,804 | Direct | |
Humana Common | Options | $217.42 | 2024-03-08 | 23,247 | 23,247 | Direct | |
Humana Common | Restricted Stock Units | $0.00 | 3,079 | 3,079 | Direct | ||
Humana Common | Restricted Stock Units | $0.00 | 5,346 | 5,346 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-02-18 | 15,086 | 15,086 | Direct |
2022-02-24 | 21,014 | 21,014 | Direct |
2023-02-18 | 20,804 | 20,804 | Direct |
2024-03-08 | 23,247 | 23,247 | Direct |
3,079 | 3,079 | Direct | |
5,346 | 5,346 | Direct |
Footnotes
- Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/2014, vesting in three increments from 02/18/2015 to 02/18/2017.
- Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2015, vesting in three increments from 02/24/2016 to 02/24/2018.
- Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
- Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant.
- Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
- Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments, and 1,782 shares fully vest three years from the date of grant.
- All shares sold at this price.