Filing Details

Accession Number:
0000899243-17-008346
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-22 12:34:48
Reporting Period:
2017-03-21
Filing Date:
2017-03-22
Accepted Time:
2017-03-22 12:34:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578348 Cm Finance Inc CMFN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498608 Michael Mauer C/O Cm Finance Inc
601 Lexington Ave, 26Th Floor
New York NY 10022
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-21 298 $10.00 97,500 No 4 P Direct
Common Stock Acquisiton 2017-03-21 501 $10.05 98,001 No 4 P Direct
Common Stock Acquisiton 2017-03-21 1,000 $10.00 99,001 No 4 P Direct
Common Stock Acquisiton 2017-03-21 100 $9.93 99,101 No 4 P Direct
Common Stock Acquisiton 2017-03-21 100 $9.95 99,201 No 4 P Direct
Common Stock Acquisiton 2017-03-21 799 $9.95 100,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Includes 0.324 shares acquired under the CM Finance Inc dividend reinvestment plan.