Filing Details
- Accession Number:
- 0000899243-17-008346
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-22 12:34:48
- Reporting Period:
- 2017-03-21
- Filing Date:
- 2017-03-22
- Accepted Time:
- 2017-03-22 12:34:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578348 | Cm Finance Inc | CMFN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498608 | Michael Mauer | C/O Cm Finance Inc 601 Lexington Ave, 26Th Floor New York NY 10022 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-21 | 298 | $10.00 | 97,500 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-03-21 | 501 | $10.05 | 98,001 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-03-21 | 1,000 | $10.00 | 99,001 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-03-21 | 100 | $9.93 | 99,101 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-03-21 | 100 | $9.95 | 99,201 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-03-21 | 799 | $9.95 | 100,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Includes 0.324 shares acquired under the CM Finance Inc dividend reinvestment plan.