Filing Details
- Accession Number:
- 0001437749-17-005027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-21 18:47:52
- Reporting Period:
- 2017-03-17
- Filing Date:
- 2017-03-21
- Accepted Time:
- 2017-03-21 18:47:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
879682 | Viveve Medical Inc. | VIVE | Electromedical & Electrotherapeutic Apparatus (3845) | 043153858 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1633167 | G. James Atkinson | 150 Commercial Street Sunnyvale CA 94086 | Cbo & President | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-17 | 187,500 | $4.00 | 621,237 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2017-03-17 | 187,500 | $4.00 | 285,599 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,825 | Indirect | By Custodian for Child |
Common Stock | 11,525 | Direct |
Footnotes
- Shares directly beneficially owned by an individual retirement account created for the benefit of the reporting person (the "IRA"). The reporting person is the beneficiary of the IRA.
- Shares directly beneficially owned by Atkinson Family Revocable Trust Dated 08/26/2013 (the "Trust"). The reporting person a trustee and a co-beneficiary of the Trust.
- Shares purchased pursuant to a Rule 10b5-1 trading plan adopted by the reporting person as custodian for a minor child.