Filing Details
- Accession Number:
- 0001351285-17-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-21 18:29:11
- Reporting Period:
- 2017-03-17
- Filing Date:
- 2017-03-21
- Accepted Time:
- 2017-03-21 18:29:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1351285 | Rosetta Stone Inc | RST | Services-Prepackaged Software (7372) | 043837082 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454916 | Laurence Franklin | C/O Rosetta Stone Inc. 1621 N Kent Street, Suite 1200 Arlington VA 22209 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-17 | 6,500 | $6.08 | 26,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-17 | 3,000 | $9.29 | 23,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2017-03-17 | 6,500 | $0.00 | 6,500 | $6.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-03-21 | No | 4 | M | Direct |
Footnotes
- This number represents shares of Common Stock sold to satisfy income tax obligation due on 4,361 shares of restricted stock acquired upon the exercise of 6,500 stock options reported herein.
- This transaction was executed in multiple trades at an average price of $9.2864 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each transaction.
- Options became fully vested on April 1, 2011.