Filing Details

Accession Number:
0001351285-17-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-21 18:29:11
Reporting Period:
2017-03-17
Filing Date:
2017-03-21
Accepted Time:
2017-03-21 18:29:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1351285 Rosetta Stone Inc RST Services-Prepackaged Software (7372) 043837082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454916 Laurence Franklin C/O Rosetta Stone Inc.
1621 N Kent Street, Suite 1200
Arlington VA 22209
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-17 6,500 $6.08 26,000 No 4 M Direct
Common Stock Disposition 2017-03-17 3,000 $9.29 23,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-03-17 6,500 $0.00 6,500 $6.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-03-21 No 4 M Direct
Footnotes
  1. This number represents shares of Common Stock sold to satisfy income tax obligation due on 4,361 shares of restricted stock acquired upon the exercise of 6,500 stock options reported herein.
  2. This transaction was executed in multiple trades at an average price of $9.2864 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each transaction.
  3. Options became fully vested on April 1, 2011.