Filing Details
- Accession Number:
- 0001140361-17-012865
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-21 17:22:06
- Reporting Period:
- 2017-03-17
- Filing Date:
- 2017-03-21
- Accepted Time:
- 2017-03-21 17:22:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
879682 | Viveve Medical Inc. | VIVE | Electromedical & Electrotherapeutic Apparatus (3845) | 043153858 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270925 | P Timothy Lynch | 919 Nw Bond Street Suite 204 Bend OR 97703 | Yes | No | Yes | No | |
1370042 | Stonepine Capital, L.p. | 919 Nw Bond Street Suite 204 Bend OR 97703 | Yes | No | Yes | No | |
1440771 | Stonepine Capital Management, Llc | 919 Nw Bond Street, Suite 204 Bend OR 97703-2767 | Yes | No | Yes | No | |
1462580 | M Jon Plexico | 919 Nw Bond Street Suite 204 Bend OR 97703 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-17 | 1,250,000 | $4.00 | 3,849,711 | No | 4 | P | Indirect | See Notes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Notes |
Footnotes
- The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P., Jon M. Plexico and Timothy P. Lynch. These securities are directly held by Stonepine Capital, L.P. (2,599,711 shares) and other limited partnerships (collectively, the "Funds") for the benefit of their investors. The General Partner is the general partner and investment adviser of the Funds. Mr. Plexico and Mr. Lynch are the General Partner's managers and may be deemed to have shared voting and investment power over the shares held by the Funds.
- Each of the Filers disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each of the General Partner, Mr. Plexico and Mr. Lynch disclaims beneficial ownership of these securities except to the extent of that person's beneficial ownership therein.