Filing Details

Accession Number:
0001144204-17-015894
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-21 17:22:00
Reporting Period:
2017-03-17
Filing Date:
2017-03-21
Accepted Time:
2017-03-21 17:22:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1414932 Fifth Street Finance Corp. FSC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200461 M Leonard Tannenbaum C/O Fifth Street (Fsc),
777 West Putnam Avenue, 3Rd Floor
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-03-17 170,000 $4.59 14,594,259 No 4 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-03-20 175,000 $4.64 14,769,259 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $4.55 to $4.60; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
  2. This transaction was executed in multiple trades at prices ranging from $4.56 to $4.66; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.