Filing Details
- Accession Number:
- 0001225208-17-006661
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-21 16:40:41
- Reporting Period:
- 2017-03-21
- Filing Date:
- 2017-03-21
- Accepted Time:
- 2017-03-21 16:40:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 866787 | Autozone Inc | AZO | Retail-Auto & Home Supply Stores (5531) | 621482048 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1657361 | C. Rodney Halsell | 123 S. Front Street Dept. 8074 Memphis TN 38103 | Sr. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-21 | 3,600 | $142.77 | 3,966 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-21 | 3,300 | $225.74 | 7,266 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-21 | 3,200 | $371.47 | 10,466 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-21 | 3,200 | $326.00 | 13,666 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-03-21 | 1,000 | $425.11 | 14,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-21 | 415 | $725.95 | 14,251 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-21 | 6,897 | $725.02 | 7,354 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-21 | 6,988 | $723.99 | 366 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-21 | 3,200 | $0.00 | 3,200 | $326.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-21 | 3,200 | $0.00 | 3,200 | $371.47 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-21 | 3,300 | $0.00 | 3,300 | $225.74 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-21 | 3,600 | $0.00 | 3,600 | $142.77 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-21 | 1,000 | $0.00 | 1,000 | $425.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-09-28 | No | 4 | M | Direct | |
| 0 | 2022-09-28 | No | 4 | M | Direct | |
| 0 | 2020-09-29 | No | 4 | M | Direct | |
| 0 | 2019-09-30 | No | 4 | M | Direct | |
| 1,550 | 2023-10-02 | No | 4 | M | Direct |
Footnotes
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $725.75 - $726.135 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $724.75 - $725.60 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $723.67 - $724.65 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
- Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.
- Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively.
- Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- Options exercisable in one-fourth increments on September 28, 2011, 2012, 2013 and 2014, respectively.
- Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively.
- Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively.
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