Filing Details
- Accession Number:
- 0001144204-17-015865
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-21 16:30:34
- Reporting Period:
- 2017-02-07
- Filing Date:
- 2017-03-21
- Accepted Time:
- 2017-03-21 16:30:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1499912 | Global Brokerage Inc. | GLBR | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 273268672 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1504921 | David Sakhai | C/O Global Brokerage, Inc. 55 Water St. New York NY 10041 | Chief Operating Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2017-02-07 | 3,000 | $3.06 | 230,342 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2017-02-07 | 2,400 | $3.13 | 227,942 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2017-02-07 | 2,000 | $3.10 | 225,942 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2017-02-07 | 1,600 | $3.05 | 224,342 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2017-02-07 | 1,000 | $3.11 | 223,342 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2017-03-15 | 6,775 | $1.75 | 216,567 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2017-03-15 | 3,800 | $1.71 | 212,767 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Footnotes
- Such sales were made by the Reporting Person's brother-in-law and not by the Reporting Person themselves.
- A portion of these securities are (i) held by trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family.
Billionaire Hedge Funds
