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Filing Details

Accession Number:: 0001649338-17-000058
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-20 20:32:55
Reporting Period:: 2017-03-15

Filing Date:: 2017-03-20
Accepted Time:: 2017-03-20 20:32:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1649338	Broadcom Ltd	AVGO	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1670643	H. Thomas Krause	C/O Avago Technologies Us Inc. 1320 Ridder Park Drive San Jose CA 95131	Vp & Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Ordinary Shares, No Par Value	Acquisiton	2017-03-15	2,500	$0.00	61,403	No	4	M	Direct
Ordinary Shares, No Par Value	Acquisiton	2017-03-15	2,500	$0.00	63,903	No	4	M	Direct
Ordinary Shares, No Par Value	Disposition	2017-03-16	2,654	$222.44	61,249	No	4	S	Direct
Ordinary Shares, No Par Value	Disposition	2017-03-17	2,658	$222.07	58,591	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ordinary Shares, No Par Value	Performance Based Restricted Stock Units	Disposition	2017-03-15	2,500	$0.00	2,500	$0.00
Ordinary Shares, No Par Value	Performance Based Restricted Stock Units	Disposition	2017-03-15	2,500	$0.00	2,500	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,000		2019-03-15	No	4	M	Direct
7,500		2020-03-15	No	4	M	Direct

Footnotes

Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2017, the second 25% of the Performance RSU vested.
Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date.
Includes 47,500 Restricted Shares Units.
Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2017, the first 25% of the Performance RSU vested.
Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant RSU grants, including the Performance RSU, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs.