Filing Details
- Accession Number:
- 0000707549-17-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-20 17:59:11
- Reporting Period:
- 2017-03-16
- Filing Date:
- 2017-03-20
- Accepted Time:
- 2017-03-20 17:59:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392424 | A Richard Gottscho | 4650 Cushing Parkway Fremont CA 94538 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-03-16 | 20,000 | $124.50 | 72,641 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-03-16 | 26,262 | $124.50 | 46,379 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-03-16 | 7,242 | $51.76 | 53,621 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-16 | 7,242 | $124.50 | 46,379 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-03-16 | 4,829 | $51.76 | 51,208 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-16 | 4,829 | $124.50 | 46,379 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-03-16 | 4,829 | $51.76 | 51,208 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-16 | 4,829 | $124.50 | 46,379 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-03-16 | 3,722 | $80.60 | 50,101 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-16 | 3,722 | $124.50 | 46,379 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-03-16 | 3,722 | $80.60 | 50,101 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-16 | 3,722 | $124.50 | 46,379 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-03-16 | 9,403 | $75.57 | 55,782 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-16 | 9,403 | $124.50 | 46,379 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-03-16 | 7,242 | $0.00 | 7,242 | $51.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-03-16 | 4,829 | $0.00 | 4,829 | $51.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-03-16 | 4,829 | $0.00 | 4,829 | $51.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-03-16 | 3,722 | $0.00 | 3,722 | $80.60 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-03-16 | 3,722 | $0.00 | 3,722 | $80.60 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-03-16 | 9,403 | $0.00 | 9,403 | $75.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-02-18 | No | 4 | M | Direct | |
4,829 | 2021-02-18 | No | 4 | M | Direct | |
0 | 2021-02-18 | No | 4 | M | Direct | |
7,444 | 2022-02-11 | No | 4 | M | Direct | |
3,722 | 2022-02-11 | No | 4 | M | Direct | |
18,806 | 2023-03-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to 10b5-1 Trading Plan.
- Amount reported includes shares subject to unvested Restricted Stock Units.
- Shares exercised pursuant to 10b5-1 Trading Plan
- 100% of the stock options will vest on 2/18/16.
- 33.3% of the stock options will vest on 2/18/15, 2/18/16 and 2/18/17.
- 33.3% of the stock options will vest on 2/11/16, 2/11/17, and 2/11/18.
- 33.3% of the stock options will vest on 3/1/17, 3/1/18, and 3/1/19.