Filing Details
- Accession Number:
- 0001209191-17-021805
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-20 17:53:11
- Reporting Period:
- 2017-03-16
- Filing Date:
- 2017-03-20
- Accepted Time:
- 2017-03-20 17:53:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070154 | Sterling Bancorp | STL | National Commercial Banks (6021) | 800091851 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536096 | R. James Peoples | 400 Rella Boulevard Montebello NY 10901 | Sevp/Cbo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value Per Share | Acquisiton | 2017-03-16 | 10,584 | $11.36 | 59,436 | No | 4 | M | Direct | |
Common Stock, $.01 Par Value Per Share | Acquisiton | 2017-03-16 | 290 | $9.00 | 59,726 | No | 4 | M | Direct | |
Common Stock, $.01 Par Value Per Share | Disposition | 2017-03-16 | 10,874 | $24.41 | 48,852 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-20 | 290 | $0.00 | 290 | $9.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-24 | 10,584 | $0.00 | 10,584 | $11.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,810 | 2013-11-20 | 2022-11-20 | No | 4 | M | Direct |
5,293 | 2014-10-24 | 2023-10-24 | No | 4 | M | Direct |
Footnotes
- Stock Options vest in three equal installments starting on 11/20/2013.
- Stock Options vest in three equal installments starting on 10/24/2014.