Filing Details
- Accession Number:
- 0001127602-17-012466
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-20 17:51:52
- Reporting Period:
- 2017-03-16
- Filing Date:
- 2017-03-20
- Accepted Time:
- 2017-03-20 17:51:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 354190 | Gallagher Arthur J & Co | AJG | Insurance Agents, Brokers & Service (6411) | 362151613 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222374 | K Douglas Howell | Arthur J. Gallagher &Amp; Co. Two Pierce Place Itasca IL 60143 | Vp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted) | Acquisiton | 2017-03-16 | 10,700 | $0.00 | 31,606 | No | 4 | A | Direct | |
| Common Stock (Restricted) | Acquisiton | 2017-03-16 | 3,700 | $0.00 | 35,306 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2017-03-17 | 20,033 | $27.94 | 57,354 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-17 | 20,033 | $56.95 | 37,321 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option | Acquisiton | 2017-03-16 | 19,800 | $0.00 | 19,800 | $56.86 |
| Common Stock | Non-qualified Stock Option | Disposition | 2017-03-17 | 20,033 | $0.00 | 20,033 | $27.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,800 | 2024-03-16 | No | 4 | A | Direct | |
| 29,967 | 2017-10-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,300 | Indirect | By Spouse |
Footnotes
- Earned performance share units vesting on 3/17/2019.
- Restricted stock unit award vesting five years after the date of grant.
- The price reported is an average weighted price. The shares were sold in multiple transactions at prices ranging from $56.89 to $57.09. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reporting person has no voting or invesment power over these shares and disclaims beneficial ownership.
- One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.
- The stock option becomes exercisable 10% each year, commencing January 1 after the date of grant.
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