Filing Details

Accession Number:
0001596783-17-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-20 17:31:14
Reporting Period:
2017-03-16
Filing Date:
2017-03-20
Accepted Time:
2017-03-20 17:31:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596783 Catalent Inc. CTLT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1482197 R John Chiminski C/O Catalent, Inc.
14 Schoolhouse Road
Somerset NJ 08873
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-16 206,684 $10.71 393,191 No 4 M Direct
Common Stock Disposition 2017-03-16 132,865 $28.50 260,326 No 4 F Direct
Common Stock Disposition 2017-03-16 68,834 $28.62 191,492 No 4 S Direct
Common Stock Disposition 2017-03-16 4,784 $28.58 186,708 No 4 S Direct
Common Stock Disposition 2017-03-20 201 $28.76 186,507 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to purchase Common Stock Disposition 2017-03-16 206,684 $10.71 206,684 $10.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,316 2010-03-17 2019-10-23 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017 in order to implement a plan of financial diversification.
  2. Includes restricted stock units.
  3. Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
  4. Represents shares sold pursuant to the Rule 10b5-1 trading plan in footnote 1.
  5. These shares were sold in multiple transactions at prices ranging from $28.45 to $28.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. These shares were sold in multiple transactions at prices ranging from $28.55 to $28.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. On October 23, 2009, the reporting person was granted an option to purchase 472,500 shares of common stock of the Issuer, which vested and became exercisable in five equal annual installments beginning on March 17, 2010.