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Filing Details

Accession Number:: 0000899243-17-008206
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-20 16:06:59
Reporting Period:: 2017-03-17

Filing Date:: 2017-03-20
Accepted Time:: 2017-03-20 16:06:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
70866	Ncr Corp	NCR	Calculating & Accounting Machines (No Electronic Computers) (3578)	310387920

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1556083	L.l.c. Vi Bma	C/O The Blackstone Group L.p. 345 Park Avenue New York 10154	No	No	Yes	No
1556089	L.l.c. Vi Associates Management Blackstone	C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154	No	No	Yes	No
1575478	L.l.c. Btoa	C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154	No	No	Yes	No
1660517	L.p. Esc - Holdings Ncr Bto	C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154	No	No	Yes	No
1660518	L.p. Holdings Ncr Bto	C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154	No	No	Yes	No
1660520	L.l.c. Associates Opportunities Tactical Blackstone	C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154	No	No	Yes	No
1660521	L.l.c. Manager Holdings Bto	C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154	No	No	Yes	No
1660522	L.l.c. Gp Holdco Ncr Blackstone	C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154	No	No	Yes	No
1660524	L.p. Holdco Ncr Blackstone	C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154	No	No	Yes	No
1660526	L.p. Holdco Esc Sbs Vi Bcp Blackstone	C/O The Blackstone Group L.p. 345 Park Avenue, New York NY 10154	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-03-17	2,236,916	$0.00	2,236,916	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2017-03-17	4,438	$0.00	4,438	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2017-03-17	758,729	$0.00	758,729	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2017-03-17	2,670	$0.00	2,670	No	4	C	Indirect	See Footnotes
Common Stock	Disposition	2017-03-17	2,236,916	$48.47	0	No	4	S	Indirect	See Footnotes
Common Stock	Disposition	2017-03-17	4,438	$48.47	0	No	4	S	Indirect	See Footnotes
Common Stock	Disposition	2017-03-17	758,729	$48.47	0	No	4	S	Indirect	See Footnotes
Common Stock	Disposition	2017-03-17	2,670	$48.47	0	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Price - 2
Common Stock	Series A Convertible Preferred Stock	Disposition	2017-03-17	67,046	$0.00	$0.00
Common Stock	Series A Convertible Preferred Stock	Disposition	2017-03-17	133	$0.00	$0.00
Common Stock	Series A Convertible Preferred Stock	Disposition	2017-03-17	22,741	$0.00	$0.00
Common Stock	Series A Convertible Preferred Stock	Disposition	2017-03-17	80	$0.00	$0.00
Common Stock	Series A Convertible Preferred Stock	Disposition	2017-03-17	254,776	$1,594.98	$0.00
Common Stock	Series A Convertible Preferred Stock	Disposition	2017-03-17	506	$1,594.98	$0.00
Common Stock	Series A Convertible Preferred Stock	Disposition	2017-03-17	86,416	$1,594.98	$0.00
Common Stock	Series A Convertible Preferred Stock	Disposition	2017-03-17	302	$1,594.98	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
587,664	No	4	C	Indirect
1,167	No	4	C	Indirect
199,326	No	4	C	Indirect
698	No	4	C	Indirect
332,888	No	4	S	Indirect
661	No	4	S	Indirect
112,910	No	4	S	Indirect
396	No	4	S	Indirect

Footnotes

Each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), of NCR Corporation (the "Issuer") may at any time be converted into 33.333 shares of common stock of the Issuer, having par value of $0.01 per share (the "Common Stock"), plus any accrued and unpaid dividends and subject to customary anti-dilution and other adjustments. The Preferred Stock has no expiration date.
These securities are directly held by Blackstone NCR Holdco L.P. ("NCR Holdco").
These securities are directly held by Blackstone BCP VI SBS ESC Holdco L.P. ("BCP VI").
These securities are directly held by BTO NCR Holdings L.P. ("BTO NCR").
These securities are directly held by BTO NCR Holdings - ESC L.P. ("BTO ESC" and, together with NCR Holdco, BCP VI and BTO NCR, the "Partnerships").
The general partner of NCR Holdco is Blackstone NCR Holdco GP L.L.C. The managing member of Blackstone NCR Holdco GP L.L.C. is Blackstone Management Associates VI L.L.C. The sole member of Blackstone Management Associates VI L.L.C. is BMA VI L.L.C. The general partner of BCP VI is BCP VI Side-by-Side GP L.L.C. The general partner of each of BTO NCR and BTO ESC is BTO Holdings Manager L.L.C. The managing member of BTO Holdings Manager L.L.C. is Blackstone Tactical Opportunities Associates L.L.C. The sole member of Blackstone Tactical Opportunities Associates L.L.C. is BTOA L.L.C. The sole member of BCP VI Side-by-Side GP L.L.C., and the managing member of BTOA L.L.C. and BMA VI L.L.C., is Blackstone Holdings III L.P.
The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the securities of the Issuer beneficially owned by the Partnerships directly or indirectly controlled by it or him, but each (other than the Partnerships to the extent of their direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
This report is filed on behalf of the following entities: Blackstone NCR Holdco L.P., Blackstone BCP VI SBS ESC Holdco L.P., BTO NCR Holdings L.P., BTO NCR Holdings - ESC L.P., Blackstone NCR Holdco GP L.L.C., Blackstone Management Associates VI L.L.C., BMA VI L.L.C., BTO Holdings Manager L.L.C., Blackstone Tactical Opportunities Associates L.L.C., BTOA L.L.C., BCP VI Side-by-Side GP L.L.C., Blackstone Holdings III L.P., Blackstone Holdings III GP L.P., Blackstone Holdings III GP Management L.L.C., The Blackstone Group L.P., Blackstone Group Management L.L.C. and Stephen A. Schwarzman. As there are more than 10 joint filers for this report, a separate report has been filed for Blackstone Holdings III L.P., BCP VI Side-by-Side GP L.L.C., Blackstone Holdings III GP L.P., Blackstone Holdings III GP Management L.L.C., The Blackstone Group L.P., Blackstone Group Management L.L.C. and Stephen A. Schwarzman, which relates to the same transaction.