Filing Details
- Accession Number:
- 0001588047-17-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-20 11:40:27
- Reporting Period:
- 2017-03-13
- Filing Date:
- 2017-03-20
- Accepted Time:
- 2017-03-20 11:40:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527541 | Wheeler Real Estate Investment Trust Inc. | WHIR | Real Estate Investment Trusts (6798) | 452681082 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1588047 | M. Jeffrey Zwerdling | Riversedge North, 2529 Virginia Beach Blvd., Suite 200 Virginia Beach VA 23452 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-13 | 15,000 | $1.69 | 305,491 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,890 | Indirect | Held in profit sharing plan |
Common Stock | 6,000 | Indirect | Owned by spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series D Cumulative Convertible Preferred Stock | $2.12 | 47,170 | 4,000 | Indirect | ||
Common Stock | Series B Convertible Preferred Stock | $5.00 | 50,000 | 10,000 | Direct | ||
Common Stock | Series B Convertible Preferred Stock | $5.00 | 20,000 | 4,000 | Indirect | ||
Common Stock | Common Stock Warrants | $5.50 | 12,000 | 12,000 | Direct | ||
Common Stock | Common Stock Warrants | $5.50 | 4,800 | 4,800 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
47,170 | 4,000 | Indirect | |
50,000 | 10,000 | Direct | |
20,000 | 4,000 | Indirect | |
12,000 | 12,000 | Direct | |
4,800 | 4,800 | Indirect |
Footnotes
- Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") became convertible into shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.12 per share upon completion of the company's September 2016 and December 2016 public offerings of Series D Stock. The Series D Stock has no expiration date.
- Each share of Series B Convertible Preferred Stock (the "Series B Stock") became convertible into shares of the company's common stock at $5.00 per share upon completion of the company's April 2014 and September 2014 public offerings of Series B Stock and common stock warrants. The Series B Stock has no expiration date.
- Each common stock warrant became exercisable upon completion of the Company's April 2014 and September 2014 public offerings of Series B Stock and common stock warrants. The common stock warrants expire on April 29, 2019.