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Home > Insider Trading > Filing (0001019056-17-000307)

Filing Details

Accession Number:: 0001019056-17-000307
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-20 11:35:01
Reporting Period:: 2017-01-20

Filing Date:: 2017-03-20
Accepted Time:: 2017-03-20 11:35:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1217234	Caredx Inc.	CDNA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1070170	Neil Gagnon	1370 Avenue Of The Americas 24Th Floor New York NY 10019		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-01-20	14,672	$2.60	778,133	No	4	P	Direct
Common Stock	Acquisiton	2017-01-20	4,374	$2.60	782,507	No	4	P	Direct
Common Stock	Acquisiton	2017-01-20	2,930	$2.60	31,899	No	4	P	Indirect	By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
Common Stock	Acquisiton	2017-03-16	35,406	$1.66	817,913	No	4	P	Direct
Common Stock	Acquisiton	2017-03-16	40,899	$1.66	858,812	No	4	P	Direct
Common Stock	Acquisiton	2017-03-16	24,852	$1.66	140,364	No	4	P	Indirect	By Limited Partner of the Family Partnership
Common Stock	Acquisiton	2017-03-16	27	$1.66	31,926	No	4	P	Indirect	By self as Trustee of Gagnon Securities LLC Profit Sharing Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	By Limited Partner of the Family Partnership
No	4	P	Indirect	By self as Trustee of Gagnon Securities LLC Profit Sharing Plan

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	93,852	Indirect	By Managing Member as General Partner of Darwin Partnership
Common Stock	952,464	Indirect	By Managing Member as General Partner of Gagnon Investment Associates