Filing Details
- Accession Number:
- 0001352027-17-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-17 17:50:57
- Reporting Period:
- 2017-03-15
- Filing Date:
- 2017-03-17
- Accepted Time:
- 2017-03-17 17:50:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718877 | Activision Blizzard Inc. | ATVI | Services-Prepackaged Software (7372) | 954803544 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1439532 | Michael Morhaime | C/O Blizzard Entertainment 16215 Alton Parkway Irvine CA 92618 | Pres. & Ceo-Blizzard Ent. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2017-03-15 | 5,000 | $11.54 | 27,543 | No | 4 | M | Indirect | Securites held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2017-03-15 | 5,000 | $49.18 | 22,543 | No | 4 | S | Indirect | Securites held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2017-03-15 | 2,500 | $11.88 | 25,043 | No | 4 | M | Indirect | Securites held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2017-03-15 | 2,500 | $49.18 | 22,543 | No | 4 | S | Indirect | Securites held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2017-03-15 | 1,705 | $12.98 | 24,248 | No | 4 | M | Indirect | Securites held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2017-03-15 | 1,705 | $49.18 | 22,543 | No | 4 | S | Indirect | Securites held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2017-03-15 | 3,258 | $10.66 | 25,801 | No | 4 | M | Indirect | Securites held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2017-03-15 | 3,258 | $49.18 | 22,543 | No | 4 | S | Indirect | Securites held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2017-03-15 | 8,686 | $17.72 | 31,229 | No | 4 | M | Indirect | Securites held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2017-03-15 | 8,686 | $49.18 | 22,543 | No | 4 | S | Indirect | Securites held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2017-03-15 | 7,037 | $20.10 | 29,580 | No | 4 | M | Indirect | Securites held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2017-03-15 | 7,037 | $49.18 | 22,543 | No | 4 | S | Indirect | Securites held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2017-03-15 | 1,438 | $34.59 | 23,981 | No | 4 | M | Indirect | Securites held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2017-03-15 | 1,438 | $49.18 | 22,543 | No | 4 | S | Indirect | Securites held by Mr. Morhaime's wife |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Securites held by Mr. Morhaime's wife |
| No | 4 | S | Indirect | Securites held by Mr. Morhaime's wife |
| No | 4 | M | Indirect | Securites held by Mr. Morhaime's wife |
| No | 4 | S | Indirect | Securites held by Mr. Morhaime's wife |
| No | 4 | M | Indirect | Securites held by Mr. Morhaime's wife |
| No | 4 | S | Indirect | Securites held by Mr. Morhaime's wife |
| No | 4 | M | Indirect | Securites held by Mr. Morhaime's wife |
| No | 4 | S | Indirect | Securites held by Mr. Morhaime's wife |
| No | 4 | M | Indirect | Securites held by Mr. Morhaime's wife |
| No | 4 | S | Indirect | Securites held by Mr. Morhaime's wife |
| No | 4 | M | Indirect | Securites held by Mr. Morhaime's wife |
| No | 4 | S | Indirect | Securites held by Mr. Morhaime's wife |
| No | 4 | M | Indirect | Securites held by Mr. Morhaime's wife |
| No | 4 | S | Indirect | Securites held by Mr. Morhaime's wife |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2017-03-15 | 5,000 | $0.00 | 5,000 | $11.54 |
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2017-03-15 | 2,500 | $0.00 | 2,500 | $11.88 |
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2017-03-15 | 1,705 | $0.00 | 1,705 | $12.98 |
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2017-03-15 | 3,258 | $0.00 | 3,258 | $10.66 |
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2017-03-15 | 8,686 | $0.00 | 8,686 | $17.72 |
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2017-03-15 | 7,037 | $0.00 | 7,037 | $20.10 |
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2017-03-15 | 1,438 | $0.00 | 1,438 | $34.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-11-09 | No | 4 | M | Indirect | |
| 0 | 2020-11-08 | No | 4 | M | Indirect | |
| 0 | 2021-11-10 | No | 4 | M | Indirect | |
| 0 | 2022-11-09 | No | 4 | M | Indirect | |
| 0 | 2023-11-15 | No | 4 | M | Indirect | |
| 3,518 | 2024-11-14 | No | 4 | M | Indirect | |
| 2,875 | 2025-11-13 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | 139,999 | Direct | |
| Common Stock, Par Value $0.000001 Per Share | 369,821 | Indirect | See footnote. |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $49.17 to $49.22 per share. Mr. Morhaime has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
- Following the transactions reported on this Form 4, Mr. Morhaime indirectly holds, through his wife, (a) 12,861 shares of the Company's common stock and (b) 9,682 performance-based vesting restricted stock units, each representing the right to receive one share of the Company's common stock.
- Mr. Morhaime directly holds 139,999 restricted stock units, each representing the right to receive one share of the Company's common stock.
- Mr. Morhaime indirectly holds, through the Michael Morhaime Revocable Trust, 369,821 shares of the Company's common stock.
- These securities are held by the Michael Morhaime Revocable Trust.
- These options were fully exercisable as of November 9, 2012.
- These options were fullly exercisable as of November 8, 2013.
- These options were fully exercisable as of November 10, 2014.
- These options were fully exercisable as of November 9, 2015.
- These options were fully exercisable as of November 15, 2016.
- The exercised options were fully vested as of November 14, 2016. The remaining options will vest on November 14, 2017.
- The exercised options vested on November 13, 2016. One-half of the remaining options will vest on each of November 13, 2017 and 2018.
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