Filing Details
- Accession Number:
- 0001209191-17-021485
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-17 17:22:23
- Reporting Period:
- 2017-03-15
- Filing Date:
- 2017-03-17
- Accepted Time:
- 2017-03-17 17:22:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451517 | Maurizio Carli | 3401 Hillview Avenue Palo Alto CA 94304 | Evp Worldwide Sales & Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-03-15 | 1,798 | $79.66 | 0 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2017-03-15 | 416 | $70.54 | 0 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-03-15 | 10,353 | $91.19 | 105,572 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right-to-buy) | Disposition | 2017-03-15 | 1,798 | $0.00 | 573 | $79.66 |
| Class A Common Stock | Stock Option (right-to-buy) | Disposition | 2017-03-15 | 416 | $0.00 | 278 | $70.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-10-16 | No | 4 | M | Direct | |
| 0 | 2020-06-13 | No | 4 | M | Direct |
Footnotes
- Price represents weighted average for sales reported. The range of prices for the sales reported is $91.16 through $91.28.
- The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- 3,351 shares subject to this option are fully vested. The remaining shares vest in equal monthly installments and become fully vested and exercisable on October 1, 2017.
- 6,376 shares subject to this option are fully vested. The remaining shares vest in equal monthly installments and become fully vested and exercisable on May 1, 2017.
Billionaire Hedge Funds
