Filing Details
- Accession Number:
- 0001179110-17-004827
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-17 16:37:09
- Reporting Period:
- 2017-03-16
- Filing Date:
- 2017-03-17
- Accepted Time:
- 2017-03-17 16:37:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487712 | Air Lease Corp | AL | Services-Equipment Rental & Leasing, Nec (7359) | 271840403 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1512202 | Jie Chen | Air Lease Corporation, 2000 Avenue Of The Stars, Suite 1000N Los Angeles CA 90067 | Evp & Managing Director, Asia | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Air Lease Corporation - Class A Common Stock | Acquisiton | 2017-03-16 | 30,000 | $28.80 | 280,341 | No | 4 | M | Direct | |
Air Lease Corporation - Class A Common Stock | Disposition | 2017-03-16 | 30,000 | $39.14 | 250,341 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-03-16 | 30,000 | $0.00 | 30,000 | $28.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
120,000 | 2012-06-30 | 2021-04-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Air Lease Corporation - Class A Common Stock | 400 | Indirect | See footnote |
Footnotes
- Represents the shares of the Issuer's Class A Common Stock issued to the reporting person upon the exercise of 30,000 stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan.
- $39.1355 is the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $38.92 to $39.30. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
- Shares held for the reporting person's son under the Uniform Gifts to Minor Act. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- Employee stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan which vested 33 1/3/% on June 30, 2012 and 66 2/3 % on June 30, 2013.