Filing Details
- Accession Number:
- 0000899243-17-007990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-17 16:32:42
- Reporting Period:
- 2017-03-15
- Filing Date:
- 2017-03-17
- Accepted Time:
- 2017-03-17 16:32:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1322554 | Xactly Corp | XTLY | Services-Prepackaged Software (7372) | 113744289 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1645665 | C Joseph Consul | C/O Xactly Corporation 300 Park Avenue, Suite 1700 San Jose CA 95110 | Cfo, Treasurer & Asst. Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-15 | 2,600 | $0.00 | 53,382 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2017-03-15 | 889 | $11.65 | 52,493 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-03-16 | 483 | $2.16 | 52,976 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-16 | 483 | $11.95 | 52,493 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-03-16 | 483 | $0.00 | 483 | $2.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 190,363 | 2022-07-12 | No | 4 | M | Direct |
Footnotes
- On December 15, 2015, the Reporting Person was awarded 2,600 performance stock units, or PSUs, which vest upon the Compensation Committee's approval of the Issuer's achievement of positive cash flow from operations prior to or by the end of the fourth fiscal quarter of the fiscal year ending January 31, 2017. On the approval date, 50% of the PSUs vested and the remaining PSUs vest on March 15, 2018.
- The reported shares were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units and PSUs.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2016.
- One-fourth of the shares subject to the option vested on June 11, 2013 and one forty-eighth of the shares vest monthly thereafter.
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