Filing Details

Accession Number:
0001179110-17-004823
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-17 16:24:56
Reporting Period:
2017-03-15
Filing Date:
2017-03-17
Accepted Time:
2017-03-17 16:24:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1657197 Cotiviti Holdings Inc. COTV Services-Business Services, Nec (7389) 460595918
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1673014 Douglas Present C/O Cotiviti Holdings, Inc.
115 Perimeter Center Place, Suite 700
Atlanta GA 30346
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2017-03-15 15,000 $6.26 15,000 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2017-03-15 7,367 $37.16 7,633 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2017-03-15 7,633 $37.50 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Options (right to buy) Disposition 2017-03-15 15,000 $0.00 15,000 $6.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,304 2023-11-01 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 12, 2016.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.84 to $37.30, inclusive. The Reporting Person undertakes to provide upon request to Cotiviti Holdings, Inc., any security holder of Cotiviti Holdings, Inc. or to the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
  3. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.31 to $37.89, inclusive. The Reporting Person undertakes to provide upon request to Cotiviti Holdings, Inc., any security holder of Cotiviti Holdings, Inc. or to the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
  4. 33,356 of these options had vested as of November 01, 2016. The remaining 5,948 options vest and become exercisable in equal annual installments of 50% of the shares on November 01, 2017, and November 01, 2018, subject to the Reporting Person's continued service through each applicable vesting date.