Filing Details
- Accession Number:
- 0001398344-17-003667
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-17 16:14:08
- Reporting Period:
- 2017-03-15
- Filing Date:
- 2017-03-17
- Accepted Time:
- 2017-03-17 16:14:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880406 | Herzfeld Caribbean Basin Fund Inc | CUBA | () | 650396889 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1310710 | J Thomas Herzfeld | The Herzfeld Caribbean Basin Fund Inc 119 Washington Avenue, Suite 504 Miami Beach FL 33139 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-28 | 2,077 | $6.40 | 342,186 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2017-03-15 | 60 | $6.88 | 342,246 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-03-16 | 40 | $6.95 | 342,296 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Dividend Reinvestment
Billionaire Hedge Funds
