Filing Details

Accession Number:
0000899243-17-007919
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-17 13:29:04
Reporting Period:
2017-03-16
Filing Date:
2017-03-17
Accepted Time:
2017-03-17 13:29:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427430 Bluemountain Capital Management, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
Yes No Yes No
1540859 Bluemountain Gp Holdings, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1540860 L.p. Fund Master Alternatives Credit Mountain Blue 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1540861 Blue Mountain Ca Master Fund Gp, Ltd. 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1541088 Bluemountain Long/Short Credit Gp, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1541089 Ltd. Timberline Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1557778 Bluemountain Kicking Horse Fund Gp, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1557943 L.p. Fund Horse Kicking Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1598919 L.p. Fund Peak Guadalupe Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1686968 Blue Mountain Credit Gp, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-16 22,034 $11.65 6,994,615 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 19,069 $11.65 6,052,895 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 8,848 $11.65 2,808,645 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 8,848 $11.65 2,808,645 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 8,848 $11.65 2,808,645 No 4 S Direct
Common Stock Disposition 2017-03-16 567 $11.65 179,743 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 567 $11.65 179,743 No 4 S Direct
Common Stock Disposition 2017-03-16 961 $11.65 305,310 No 4 S Direct
Common Stock Disposition 2017-03-16 746 $11.65 236,585 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 746 $11.65 236,585 No 4 S Direct
Common Stock Disposition 2017-03-16 5,642 $11.65 1,791,233 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 5,642 $11.65 1,791,233 No 4 S Direct
Common Stock Disposition 2017-03-16 1,046 $11.65 331,955 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 1,046 $11.65 331,955 No 4 S Direct
Common Stock Disposition 2017-03-16 2,004 $11.65 636,410 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 2,004 $11.65 636,410 No 4 S Direct
Common Stock Disposition 2017-03-16 782 $11.65 248,697 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 782 $11.65 248,697 No 4 S Direct
Common Stock Disposition 2017-03-16 1,438 $11.65 456,037 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 1,438 $11.65 456,037 No 4 S Direct
Common Stock Disposition 2017-03-16 25,000 $11.67 6,969,615 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 21,633 $11.67 6,031,262 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 10,039 $11.67 2,798,606 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 10,039 $11.67 2,798,606 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 10,039 $11.67 2,798,606 No 4 S Direct
Common Stock Disposition 2017-03-16 642 $11.67 179,101 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 642 $11.67 179,101 No 4 S Direct
Common Stock Disposition 2017-03-16 1,092 $11.67 304,218 No 4 S Direct
Common Stock Disposition 2017-03-16 845 $11.67 235,740 No 4 S Indirect Footnotes
Common Stock Disposition 2017-03-16 845 $11.67 235,740 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
No 4 S Direct
No 4 S Indirect Footnotes
No 4 S Direct
Footnotes
  1. The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings, the General Partners, BMM GP (each as defined in Footnote 5) or BMCA GP (as defined in Footnote 4) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its pecuniary interest.
  2. BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 2,798,606 shares of Common Stock; (ii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 179,101 shares of Common Stock; (iii) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 235,740 shares of Common Stock; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which is the direct beneficial owner of 1,784,831 shares of Common Stock; (v) BlueMountain Distressed Master Fund L.P. ("BMD"), which is the beneficial owner of 330,768 shares of Common Stock; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC"), which is the direct beneficial owner of 247,808 shares of Common Stock;
  3. (vii) BlueMountain Summit Trading L.P. ("BMST" and, together with BMCA, BMGP, BMKH, BMCO, BMD and BMSC, the "Partnerships"), which is the direct beneficial owner of 454,408 shares of Common Stock; (viii) BlueMountain Timberline Ltd. ("BMT"), which is the direct beneficial owner of 304,218 shares of Common Stock; and (ix) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which is the direct beneficial owner of 634,135 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Funds, only receives an asset-based fee relating to the Common Stock held by the Funds.
  4. (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and has an indirect profits interest in the Common Stock beneficially owned by it;
  5. (vi) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and has an indirect profits interest in the Common Stock beneficially owned by it; (vii) BlueMountain Strategic Credit GP, LLC ("BMSC GP") is the general partner of BMSC and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP" and, together with BMC GP, BMGP GP, BMKH GP, BMCO GP, BMD GP and BMSC GP, the "General Partners") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships.
  6. BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM.
  7. On March 16, 2017, (i) BMCA sold 8,848 and 10,039 shares of Common Stock for $11.65 and $11.67 per share, respectively, (ii) BMGP sold 567 and 642 shares of Common Stock for $11.65 and $11.67 per share, respectively, (iii) BMT sold 961 and 1,092 shares of Common Stock for $11.65 and $11.67 per share, respectively, (iv) BMKH sold 746 and 845 shares of Common Stock for $11.65 and $11.67 per share, respectively, (v) BMCO sold 5,642 and 6,402 shares of Common Stock for $11.65 and $11.67 per share, respectively, (vi) BMD sold 1,046 and 1,187 shares of Common Stock for $11.65 and $11.67 per share, respectively, (vii) BMM sold 2,004 and 2,275 shares of Common Stock for $11.65 and $11.67 per share, respectively, (viii) BMSC sold 782 and 889 shares of Common Stock for $11.65 and $11.67 per share, respectively, and (ix) BMST sold 1,438 and 1,629 shares of Common Stock for $11.65 and $11.67 per share, respectively.
  8. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Forms 4 for certain additional transactions and Reporting Persons are being filed separately and simultaneously with this Form 4 due to the limitation of 30 transactions and 10 Reporting Persons per filing.